Guardian Wealth Advisors (North Carolina)’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Guardian Wealth Advisors (North Carolina)’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$124K	Buy	+3,250	New	+$127K	0.01%	380
2025 Q3	–	Sell	-3,250	Closed	-$120K	–	539
2025 Q2	$120K	Buy	+3,250	New	+$114K	0.01%	356

Other funds holding UOCT

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

TPW

Talon Private Wealth The Villages, Florida $753M AUM

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SWM

Spire Wealth Management Mclean, Virginia $3.31B AUM 38.78% 1-Year Est. Return

Guardian Wealth Advisors (North Carolina)'s UOCT Position: Q1 2026 in Review

Guardian Wealth Advisors (North Carolina) opened a new position in Innovator US Equity Ultra Buffer ETF October (UOCT) in Q1 2026: 3,250 shares worth $124K. The stake represents 0.01% of the portfolio and ranks #380 among its holdings. This is a return to the name: Guardian Wealth Advisors (North Carolina) previously reported a position in UOCT as recently as Q2 2025.

Guardian Wealth Advisors (North Carolina) first reported a position in UOCT in Q2 2025 and has held it in 2 quarters since. 91 funds tracked by Wall St. Rank hold UOCT as of Q1 2026.

Guardian Wealth Advisors (North Carolina) held 3,250 shares of Innovator US Equity Ultra Buffer ETF October worth $124K as of Q1 2026.
Innovator US Equity Ultra Buffer ETF October was a new Guardian Wealth Advisors (North Carolina) position in Q1 2026.
Innovator US Equity Ultra Buffer ETF October made up 0.01% of Guardian Wealth Advisors (North Carolina)'s portfolio in Q1 2026, its #380 holding.
Guardian Wealth Advisors (North Carolina) first reported a position in Innovator US Equity Ultra Buffer ETF October in Q2 2025 and has held it in 2 quarters since.
91 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q1 2026.

Based on Guardian Wealth Advisors (North Carolina)'s 13F filing for Q1 2026, filed 15 May 2026.