Innovator US Equity Ultra Buffer ETF October
UOCT
78 hedge funds and large institutions have $182M invested in Innovator US Equity Ultra Buffer ETF October in 2025 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 26 reducing their positions, and 9 closing their positions.
38% more capital invested
Capital invested by funds: $132M → $182M (+$50M)
17.89% more ownership
Funds ownership: 73% → 90.89% (+18%)
3% less funds holding
Funds holding: 80 → 78 (-2)
19% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 26
22% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 9
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
+$25.3M |
| 2 |
TPW
Talon Private Wealth
The Villages,
Florida
|
+$23.8M |
| 3 |
IWM
IHT Wealth Management
Chicago,
Illinois
|
+$3.4M |
| 4 |
ATS
Ashton Thomas Securities
Rochester,
New York
|
+$2.25M |
| 5 |
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
+$1.53M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DLHL
Donald L. Hagan LLC
Sarasota,
Florida
|
-$1.65M |
| 2 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
-$1.61M |
| 3 |
Raymond James Financial
St Petersburg,
Florida
|
-$576K |
| 4 |
FA
Fermata Advisors
Sonoma,
California
|
-$501K |
| 5 |
TF
Trek Financial
Scottsdale,
Arizona
|
-$389K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
Barclays
London,
United Kingdom
| $3.97K | +$4.07K | +115 | New |
|
|
LFG
77
Larson Financial Group
St Louis,
Missouri
| $1.28K | – | – | – |
|
78
Wells Fargo
San Francisco,
California
| $23 | – | – | – |
|
|
SPC
79
Sigma Planning Corp
Ann Arbor,
Michigan
| – | -$1.61M | -45,545 | Closed |
|
80
Jane Street
New York
| – | -$291K | -8,252 | Closed |
|
|
FA
81
FC Advisory
West Chester,
Pennsylvania
| – | -$262K | -7,438 | Closed |
|
|
USCWA
82
U.S. Capital Wealth Advisors
Austin,
Texas
| – | -$233K | -6,610 | Closed |
|
83
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$226K | -6,405 | Closed |
|
84
Wolverine Trading
Chicago,
Illinois
| – | -$208K | -5,870 | Closed |
|
|
CWA
85
Continuum Wealth Advisors
Saratoga Springs,
New York
| – | -$203K | -5,747 | Closed |
|
|
AAS
86
Avantax Advisory Services
Dallas,
Texas
| – | -$201K | -5,692 | Closed |
|
|
CFGS
87
Concourse Financial Group Securities
Birmingham,
Alabama
| – | -$24K | -670 | Closed |
|
UOCT Hedge Fund Activity: Q1 2025 in Review
78 of the 7,457 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2025, worth a combined $182M — up 38% from $132M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of UOCT and 7 opened new positions — a net loss of 2 holders — while 26 trimmed existing stakes and 21 added.
The largest buyer was Brookstone Capital Management, adding an estimated $25.3M. The largest seller was Donald L. Hagan LLC, cutting an estimated $1.65M.
- 78 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2025, down from 80 in Q4 2024.
- Funds reported $182M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2025, up 38% quarter-over-quarter.
- 7 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2025 and 9 closed out, a net change of -2 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2025 was Brookstone Capital Management, an estimated $25.3M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2025 was Donald L. Hagan LLC, an estimated $1.65M sold.
Based on aggregated 13F filings for Q1 2025.