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Innovator US Equity Ultra Buffer ETF October
UOCT

94 hedge funds and large institutions have $168M invested in Innovator US Equity Ultra Buffer ETF October in 2025 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 35 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 5

106% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 17

90% more capital invested

Capital invested by funds: $88.7M → $168M (+$79.8M)

36% more funds holding

Funds holding: 69 → 94 (+25)

7.05% more ownership

Funds ownership: 63.68% → 70.73% (+7.1%)

Holders
94
Holders Change
+25
Holders Change %
+36.23%
% of All Funds
1.14%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
30
Increased
35
Reduced
17
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BCM
Brookstone Capital Management
Illinois
+$61.5M
2
KWM
KFG Wealth Management
Indiana
+$3.04M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.62M
4
SWM
Spire Wealth Management
Virginia
+$2.52M
5
FIA
Foundations Investment Advisors
Arizona
+$1.35M

Top Sellers

1
PCA
Prosperity Capital Advisors
Ohio
-$2.95M
2
IWM
IHT Wealth Management
Illinois
-$2.28M
3
AF
Allworth Financial
California
-$1.14M
4
Citadel Advisors
Citadel Advisors
Florida
-$800K
5
Mercer Global Advisors
Mercer Global Advisors
Colorado
-$315K
Name Holding Trade Value Shares
Change 		Change in
Stake
SW
51
Simplicity Wealth
New Jersey
$445K +$30.4K +786 +7%
AI
52
Atria Investments
North Carolina
$438K +$23.1K +597 +6%
NFS
53
NewCorp Financial Services
Georgia
$426K +$422K +10,922 New
Janney Montgomery Scott
54
Janney Montgomery Scott
Pennsylvania
$421K – – –
AFP
55
ATX Financial Planning
Texas
$421K +$417K +10,781 New
Cambridge Investment Research Advisors
56
Cambridge Investment Research Advisors
Iowa
$416K +$154K +3,991 +60%
OMC
57
Old Mission Capital
Illinois
$361K +$358K +9,245 New
SB
58
Strategic Blueprint
Georgia
$359K -$151K -3,909 -30%
CB
59
Chris Bulman
California
$351K +$348K +9,002 New
CIA
60
Concurrent Investment Advisors
Florida
$325K +$322K +8,331 New
CIAS
61
Capital Investment Advisory Services
North Carolina
$325K -$10.1K -260 -3%
EMAM
62
Encompass More Asset Management
California
$302K +$47.8K +1,237 +19%
IAS
63
Integrity Advisory Solutions
Texas
$301K +$298K +7,709 New
BWS
64
BFI Wealth Solutions
Texas
$288K +$285K +7,375 New
Wealth Enhancement Advisory Services
65
Wealth Enhancement Advisory Services
Minnesota
$283K – – –
HighTower Advisors
66
HighTower Advisors
Illinois
$270K +$267K +6,909 New
AWA
67
Arete Wealth Advisors
Illinois
$268K +$32.3K +835 +14%
BFA
68
Beacon Financial Advisory
Ohio
$263K +$37.1K +960 +17%
DFA
69
DHJJ Financial Advisors
Illinois
$246K +$243K +6,293 New
CFD
70
Creative Financial Designs
Indiana
$238K – – –
LF
71
Lantz Financial
Illinois
$231K +$228K +5,904 New
RPGK
72
Retirement Planning Group (Kansas)
Kansas
$218K – – –
AFP
73
Ausdal Financial Partners
Iowa
$215K +$213K +5,511 New
RIL
74
Rothschild Investment LLC
Illinois
$215K -$21.5K -555 -9%
TWM
75
Tradition Wealth Management
Minnesota
$210K +$208K +5,377 New
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UOCT Hedge Fund Activity: Q4 2025 in Review

94 of the 8,223 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2025, worth a combined $168M — up 90% from $88.7M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new UOCT positions and 5 closed out — a net gain of 25 holders — while 35 added to existing stakes and 17 trimmed.

The largest buyer was Brookstone Capital Management, adding an estimated $61.5M. The largest seller was Prosperity Capital Advisors, cutting an estimated $2.95M.

  • 94 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2025, up from 69 in Q3 2025.
  • Funds reported $168M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2025, up 90% quarter-over-quarter.
  • 30 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2025 and 5 closed out, a net change of +25 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2025 was Brookstone Capital Management, an estimated $61.5M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2025 was Prosperity Capital Advisors, an estimated $2.95M sold.

Based on aggregated 13F filings for Q4 2025.