Innovator US Equity Ultra Buffer ETF October
UOCT
58 hedge funds and large institutions have $45.7M invested in Innovator US Equity Ultra Buffer ETF October in 2024 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 12 increasing their positions, 24 reducing their positions, and 5 closing their positions.
40% more first-time investments, than exits
New positions opened: 7 | Existing positions closed: 5
4% more funds holding
Funds holding: 56 → 58 (+2)
5.61% less ownership
Funds ownership: 53.67% → 48.06% (-5.6%)
21% less capital invested
Capital invested by funds: $57.9M → $45.7M (-$12.2M)
50% less repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 24
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DIM
Delta Investment Management
San Francisco,
California
|
+$754K |
| 2 |
KAS
Kestra Advisory Services
Austin,
Texas
|
+$679K |
| 3 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$512K |
| 4 |
Jane Street
New York
|
+$327K |
| 5 |
RA
RFG Advisory
Birmingham,
Alabama
|
+$207K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BCM
Brookstone Capital Management
Wheaton,
Illinois
|
-$13M |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$1.25M |
| 3 |
HI
Harbour Investments
Madison,
Wisconsin
|
-$513K |
| 4 |
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
-$380K |
| 5 |
Morgan Stanley
New York
|
-$330K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
51
JP Morgan Chase
New York
| $95.7K | – | – | – |
|
|
PS
52
Principal Securities
Des Moines,
Iowa
| $88.4K | +$7.95K | +241 | +10% |
|
|
CA
53
CoreCap Advisors
Southfield,
Michigan
| $48.3K | +$47.4K | +1,438 | New |
|
|
BBPWM
54
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $20.2K | – | – | – |
|
|
AAP
55
Arax Advisory Partners
Denver,
Colorado
| $4.07K | – | – | – |
|
56
UBS Group
Zurich,
Switzerland
| $3.19K | -$891 | -27 | -22% |
|
|
LFG
57
Larson Financial Group
St Louis,
Missouri
| $2.28K | – | – | – |
|
58
Wells Fargo
San Francisco,
California
| $22 | – | – | – |
|
|
59
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$380K | -11,728 | Closed |
|
|
SAG
60
SageView Advisory Group
Newport Beach,
California
| – | -$245K | -7,471 | Closed |
|
|
AAS
61
Avantax Advisory Services
Dallas,
Texas
| – | -$208K | -6,419 | Closed |
|
|
ASN
62
Advisory Services Network
Atlanta,
Georgia
| – | -$91.3K | -2,821 | Closed |
|
63
Fidelity Investments
Boston,
Massachusetts
| – | -$32 | -1 | Closed |
|
UOCT Hedge Fund Activity: Q1 2024 in Review
58 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2024, worth a combined $45.7M — down 21% from $57.9M a quarter earlier.
Buyers outnumbered sellers: 7 funds opened new UOCT positions and 5 closed out — a net gain of 2 holders — while 12 added to existing stakes and 24 trimmed.
The largest buyer was Delta Investment Management, opening a new position worth an estimated $754K. The largest seller was Brookstone Capital Management, cutting an estimated $13M.
- 58 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2024, up from 56 in Q4 2023.
- Funds reported $45.7M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2024, down 21% quarter-over-quarter.
- 7 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2024 and 5 closed out, a net change of +2 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2024 was Delta Investment Management, an estimated $754K added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2024 was Brookstone Capital Management, an estimated $13M sold.
Based on aggregated 13F filings for Q1 2024.