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Innovator US Equity Ultra Buffer ETF October
UOCT

56 hedge funds and large institutions have $57.9M invested in Innovator US Equity Ultra Buffer ETF October in 2023 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

533% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 3

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

40% more funds holding

Funds holding: 40 → 56 (+16)

36% more capital invested

Capital invested by funds: $42.6M → $57.9M (+$15.2M)

18.75% more ownership

Funds ownership: 34.92% → 53.67% (+19%)

Holders
56
Holders Change
+16
Holders Change %
+40%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
16
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OMC
Old Mission Capital
Illinois
+$1.43M
2
Truist Financial
Truist Financial
North Carolina
+$1.29M
3
BCM
Brookstone Capital Management
Illinois
+$1.16M
4
KAS
Kestra Advisory Services
Texas
+$1.03M
5
AWA
Arete Wealth Advisors
Illinois
+$825K

Top Sellers

Rank Fund Capital Flow
1
CF
Centaurus Financial
California
-$633K
2
AAS
Avantax Advisory Services
Texas
-$357K
3
KWM
KFG Wealth Management
Indiana
-$264K
4
USCWA
U.S. Capital Wealth Advisors
Texas
-$205K
5
CAG
Compass Advisory Group
New York
-$129K
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$569K +$548K +17,565 New
BWM
27
Brown Wealth Management
Illinois
$526K -$6.56K -210 -1%
CAN
28
Cetera Advisor Networks
California
$465K +$448K +14,356 New
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$458K +$442K +14,160 New
WWA
30
WCG Wealth Advisors
Nevada
$454K -$20.6K -660 -4%
AIC
31
Archer Investment Corporation
Indiana
$451K +$14.3K +457 +3%
USCWA
32
U.S. Capital Wealth Advisors
Texas
$414K -$205K -6,566 -34%
BFG
33
Berger Financial Group
Minnesota
$406K +$392K +12,547 New
Northwestern Mutual Wealth Management
34
Northwestern Mutual Wealth Management
Wisconsin
$380K +$366K +11,728 New
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$378K – – –
Wealth Enhancement Advisory Services
36
Wealth Enhancement Advisory Services
Minnesota
$313K – – –
SAG
37
SageView Advisory Group
California
$245K – – –
RJA
38
Raymond James & Associates
Florida
$232K – – –
CFD
39
Creative Financial Designs
Indiana
$230K +$9.37K +300 +4%
RPGK
40
Retirement Planning Group (Kansas)
Kansas
$221K – – –
RJFSA
41
Raymond James Financial Services Advisors
Florida
$214K +$207K +6,619 New
AAS
42
Avantax Advisory Services
Texas
$208K -$357K -11,435 -64%
RIL
43
Rothschild Investment LLC
Illinois
$196K +$189K +6,055 New
CIAS
44
Capital Investment Advisory Services
North Carolina
$175K – – –
SWM
45
Sugarloaf Wealth Management
Georgia
$116K – – –
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$109K +$106K +3,379 New
Carson Wealth (CWM LLC)
47
Carson Wealth (CWM LLC)
Nebraska
$104K -$68.5K -2,195 -41%
JP Morgan Chase
48
JP Morgan Chase
New York
$92.2K +$88.9K +2,848 New
ASN
49
Advisory Services Network
Georgia
$91.3K +$88.1K +2,821 New
PS
50
Principal Securities
Iowa
$77.3K +$74.6K +2,389 New
1
2
3

UOCT Hedge Fund Activity: Q4 2023 in Review

56 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2023, worth a combined $57.9M — up 36% from $42.6M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new UOCT positions and 3 closed out — a net gain of 16 holders — while 16 added to existing stakes and 9 trimmed.

The largest buyer was Old Mission Capital, opening a new position worth an estimated $1.43M. The largest seller was Centaurus Financial, cutting an estimated $633K.

  • 56 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2023, up from 40 in Q3 2023.
  • Funds reported $57.9M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2023, up 36% quarter-over-quarter.
  • 19 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2023 and 3 closed out, a net change of +16 holders.
  • The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2023 was Old Mission Capital, an estimated $1.43M added.
  • The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2023 was Centaurus Financial, an estimated $633K sold.

Based on aggregated 13F filings for Q4 2023.