Innovator US Equity Ultra Buffer ETF October
UOCT
34 hedge funds and large institutions have $28.7M invested in Innovator US Equity Ultra Buffer ETF October in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 5 closing their positions.
120% more first-time investments, than exits
New positions opened: 11 | Existing positions closed: 5
17% more funds holding
Funds holding: 29 → 34 (+5)
2.47% less ownership
Funds ownership: 32.98% → 30.51% (-2.5%)
11% less capital invested
Capital invested by funds: $32.1M → $28.7M (-$3.44M)
11% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 9
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.35M |
| 2 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
+$973K |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$870K |
| 4 |
AIC
Archer Investment Corporation
Carmel,
Indiana
|
+$594K |
| 5 |
AWA
Arete Wealth Advisors
Chicago,
Illinois
|
+$538K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LJAC
L.J. Altfest & Co
New York
|
-$11.6M |
| 2 |
HighTower Advisors
Chicago,
Illinois
|
-$5.88M |
| 3 |
CPIG
Chicago Partners Investment Group
Chicago,
Illinois
|
-$634K |
| 4 |
Jane Street
New York
|
-$169K |
| 5 |
WCG
Weaver Consulting Group
Huntington Beach,
California
|
-$153K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AAP
26
Arax Advisory Partners
Denver,
Colorado
| $247K | +$23.5K | +887 | +11% |
|
|
CWG
27
Cornerstone Wealth Group
Huntersville,
North Carolina
| $229K | -$5.61K | -212 | -2% |
|
|
28
Jane Street
New York
| $222K | -$169K | -6,395 | -44% |
|
29
Envestnet Asset Management
Chicago,
Illinois
| $222K | +$9.73K | +368 | +5% |
|
30
UBS Group
Zurich,
Switzerland
| $42K | +$37.5K | +1,418 | +1,074% |
|
|
NFG
31
Next Financial Group
Houston,
Texas
| $31K | – | – | – |
|
|
CFD
32
Creative Financial Designs
Kokomo,
Indiana
| $22K | – | – | – |
|
33
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $3K | +$3.07K | +116 | New |
|
|
CPIG
34
Chicago Partners Investment Group
Chicago,
Illinois
| – | -$634K | -24,402 | Closed |
|
|
WCG
35
Weaver Consulting Group
Huntington Beach,
California
| – | -$153K | -5,905 | Closed |
|
36
Royal Bank of Canada
Toronto,
Ontario, Canada
| – | -$26K | -1,000 | Closed |
|
|
GWM
37
Geneos Wealth Management
Englewood,
Colorado
| – | -$3K | -130 | Closed |
|
UOCT Hedge Fund Activity: Q4 2020 in Review
34 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q4 2020, worth a combined $28.7M — down 11% from $32.1M a quarter earlier.
Buyers outnumbered sellers: 11 funds opened new UOCT positions and 5 closed out — a net gain of 6 holders — while 8 added to existing stakes and 9 trimmed.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $1.35M. The largest seller was L.J. Altfest & Co, cutting an estimated $11.6M.
- 34 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q4 2020, up from 29 in Q3 2020.
- Funds reported $28.7M of Innovator US Equity Ultra Buffer ETF October stock for Q4 2020, down 11% quarter-over-quarter.
- 11 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q4 2020 and 5 closed out, a net change of +6 holders.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q4 2020 was Susquehanna International Group, an estimated $1.35M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q4 2020 was L.J. Altfest & Co, an estimated $11.6M sold.
Based on aggregated 13F filings for Q4 2020.