Innovator US Equity Ultra Buffer ETF October
UOCT
29 hedge funds and large institutions have $64.9M invested in Innovator US Equity Ultra Buffer ETF October in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 5 closing their positions.
100% more funds holding in top 10
Funds holding in top 10: 2 → 4 (+2)
72% more capital invested
Capital invested by funds: $37.6M → $64.9M (+$27.3M)
20% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 5
16.15% more ownership
Funds ownership: 28.27% → 44.42% (+16%)
3% less funds holding
Funds holding: 30 → 29 (-1)
38% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 8
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ISG
Investment Security Group
Denver,
Colorado
|
+$20M |
| 2 |
LJAC
L.J. Altfest & Co
New York
|
+$19.5M |
| 3 |
Citadel Advisors
Miami,
Florida
|
+$1.2M |
| 4 |
MWM
MinichMacGregor Wealth Management
Saratoga Springs,
New York
|
+$1.1M |
| 5 |
Jane Street
New York
|
+$692K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
ACM
Avalon Capital Management
Port Of Redwood City,
California
|
-$6.09M |
| 2 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$2.59M |
| 3 |
HF
HRT Financial
New York
|
-$708K |
| 4 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$637K |
| 5 |
Wolverine Trading
Chicago,
Illinois
|
-$478K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
NFG
26
Next Financial Group
Houston,
Texas
| $65K | – | – | – |
|
27
UBS Group
Zurich,
Switzerland
| $33K | -$23.9K | -978 | -41% |
|
28
Royal Bank of Canada
Toronto,
Ontario, Canada
| $23K | – | – | – |
|
|
GWM
29
Geneos Wealth Management
Englewood,
Colorado
| $12K | – | – | – |
|
|
FAAS
30
First Allied Advisory Services
San Diego,
California
| – | -$2.59M | -103,862 | Closed |
|
|
HF
31
HRT Financial
New York
| – | -$708K | -28,418 | Closed |
|
|
OMC
32
Old Mission Capital
Chicago,
Illinois
| – | -$637K | -25,518 | Closed |
|
|
33
Wolverine Trading
Chicago,
Illinois
| – | -$478K | -19,186 | Closed |
|
|
SHWM
34
Silicon Hills Wealth Management
Austin,
Texas
| – | -$33 | -2 | Closed |
|
UOCT Hedge Fund Activity: Q1 2020 in Review
29 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q1 2020, worth a combined $64.9M — up 72% from $37.6M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new UOCT positions and 5 closed out — a net gain of 1 holder — while 5 added to existing stakes and 8 trimmed.
The largest buyer was Investment Security Group, opening a new position worth an estimated $20M. The largest seller was Avalon Capital Management, cutting an estimated $6.09M.
- 29 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q1 2020, down from 30 in Q4 2019.
- Funds reported $64.9M of Innovator US Equity Ultra Buffer ETF October stock for Q1 2020, up 72% quarter-over-quarter.
- 6 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q1 2020 and 5 closed out, a net change of +1 holder.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q1 2020 was Investment Security Group, an estimated $20M added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q1 2020 was Avalon Capital Management, an estimated $6.09M sold.
Based on aggregated 13F filings for Q1 2020.