Innovator US Equity Ultra Buffer ETF October
UOCT
27 hedge funds and large institutions have $30.3M invested in Innovator US Equity Ultra Buffer ETF October in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 10 reducing their positions, and 7 closing their positions.
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
4% less funds holding
Funds holding: 28 → 27 (-1)
6.49% less ownership
Funds ownership: 33.27% → 26.78% (-6.5%)
14% less first-time investments, than exits
New positions opened: 6 | Existing positions closed: 7
28% less capital invested
Capital invested by funds: $41.9M → $30.3M (-$11.6M)
40% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KA
Kovack Advisors
Ft. Lauderdale,
Florida
|
+$602K |
| 2 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
+$566K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$487K |
| 4 |
DLHL
Donald L. Hagan LLC
Sarasota,
Florida
|
+$429K |
| 5 |
HF
HRT Financial
New York
|
+$379K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$2.31M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$2.2M |
| 3 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
-$1.7M |
| 4 |
AAP
Arax Advisory Partners
Denver,
Colorado
|
-$1.51M |
| 5 |
KP
Keel Point
Huntsville,
Alabama
|
-$1.28M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
EWM
26
Elmwood Wealth Management
Berkeley,
California
| $12K | -$1.14M | -45,945 | -99% |
|
|
IA
27
IFP Advisors
Tampa,
Florida
| $6K | +$5.96K | +240 | New |
|
|
28
Jane Street
New York
| – | -$2.31M | -93,107 | Closed |
|
|
29
Citadel Advisors
Miami,
Florida
| – | -$2.2M | -88,676 | Closed |
|
30
Koshinski Asset Management
Decatur,
Illinois
| – | -$700K | -28,265 | Closed |
|
31
SG Americas Securities
New York
| – | -$619K | -25,000 | Closed |
|
|
DAS
32
Dynamic Advisor Solutions
Phoenix,
Arizona
| – | -$544K | -21,975 | Closed |
|
|
FFN
33
Focus Financial Network
Minneapolis,
Minnesota
| – | -$525K | -21,206 | Closed |
|
34
Wolverine Trading
Chicago,
Illinois
| – | -$363K | -14,653 | Closed |
|
UOCT Hedge Fund Activity: Q3 2019 in Review
27 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF October (UOCT) for Q3 2019, worth a combined $30.3M — down 28% from $41.9M a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of UOCT and 6 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 6 added.
The largest buyer was Kovack Advisors, adding an estimated $602K. The largest seller was Jane Street, exiting entirely with an estimated $2.31M sold.
- 27 institutional investors held Innovator US Equity Ultra Buffer ETF October (UOCT) as of Q3 2019, down from 28 in Q2 2019.
- Funds reported $30.3M of Innovator US Equity Ultra Buffer ETF October stock for Q3 2019, down 28% quarter-over-quarter.
- 6 funds opened new Innovator US Equity Ultra Buffer ETF October positions in Q3 2019 and 7 closed out, a net change of -1 holder.
- The largest Innovator US Equity Ultra Buffer ETF October buyer in Q3 2019 was Kovack Advisors, an estimated $602K added.
- The largest Innovator US Equity Ultra Buffer ETF October seller in Q3 2019 was Jane Street, an estimated $2.31M sold.
Based on aggregated 13F filings for Q3 2019.