SG Americas Securities’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-25,000	Closed	-$619K	–	2652
2019 Q2	$619K	Hold	25,000	–	–	﹤0.01%	1544
2019 Q1	$605K	Hold	25,000	–	–	0.01%	1463
2018 Q4	$576K	Buy	+25,000	New	+$576K	0.01%	1509