SG Americas Securities’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

SG Americas Securities’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-25,000	Closed	-$619K	–	3225
2019 Q2	$619K	Hold	25,000	–	–	﹤0.01%	1753
2019 Q1	$605K	Hold	25,000	–	–	0.01%	1673
2018 Q4	$576K	Buy	+25,000	New	+$595K	0.01%	1763

Other funds holding UOCT

ACM

Avalon Capital Management Port Of Redwood City, California $423M AUM 54.12% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

BFC

Bedel Financial Consulting Indianapolis, Indiana $1.06B AUM 38.33% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Kovack Advisors Ft. Lauderdale, Florida $2.08B AUM 38.95% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

DLHL

Donald L. Hagan LLC Sarasota, Florida $204M AUM 7.4% 1-Year Est. Return

SG Americas Securities's UOCT Position: Q3 2019 in Review

SG Americas Securities sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q3 2019, closing a stake of 25,000 shares — an estimated $619K sold.

SG Americas Securities first reported a position in UOCT in Q4 2018 and held it in 3 quarters. The position peaked at $619K in Q2 2019. 27 funds tracked by Wall St. Rank hold UOCT as of Q3 2019.

SG Americas Securities reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q3 2019 after selling out during the quarter.
SG Americas Securities sold 25,000 Innovator US Equity Ultra Buffer ETF October shares in Q3 2019, an estimated $619K.
SG Americas Securities first reported a position in Innovator US Equity Ultra Buffer ETF October in Q4 2018 and held it in 3 quarters.
SG Americas Securities's Innovator US Equity Ultra Buffer ETF October position peaked at $619K in Q2 2019.
27 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q3 2019.

Based on SG Americas Securities's 13F filing for Q3 2019, filed 4 Nov 2019.