Focus Financial Network’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Focus Financial Network’s Portfolio UOCT Stock Details UOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-21,206	Closed	-$525K	–	395
2019 Q2	$525K	Buy	21,206 +1,351	+7%	+$33.1K	0.08%	211
2019 Q1	$480K	Buy	+19,855	New	+$471K	0.08%	211

Other funds holding UOCT

ACM

Avalon Capital Management Port Of Redwood City, California $423M AUM 54.12% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

BFC

Bedel Financial Consulting Indianapolis, Indiana $888M AUM 19.91% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Kovack Advisors Ft. Lauderdale, Florida $1.87B AUM 29.51% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

DLHL

Donald L. Hagan LLC Sarasota, Florida $204M AUM 7.4% 1-Year Est. Return

Focus Financial Network's UOCT Position: Q3 2019 in Review

Focus Financial Network sold out of Innovator US Equity Ultra Buffer ETF October (UOCT) in Q3 2019, closing a stake of 21,206 shares — an estimated $525K sold.

Focus Financial Network first reported a position in UOCT in Q1 2019 and held it in 2 quarters. The position peaked at $525K in Q2 2019. 27 funds tracked by Wall St. Rank hold UOCT as of Q3 2019.

Focus Financial Network reported no remaining Innovator US Equity Ultra Buffer ETF October position as of Q3 2019 after selling out during the quarter.
Focus Financial Network sold 21,206 Innovator US Equity Ultra Buffer ETF October shares in Q3 2019, an estimated $525K.
Focus Financial Network first reported a position in Innovator US Equity Ultra Buffer ETF October in Q1 2019 and held it in 2 quarters.
Focus Financial Network's Innovator US Equity Ultra Buffer ETF October position peaked at $525K in Q2 2019.
27 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF October as of Q3 2019.

Based on Focus Financial Network's 13F filing for Q3 2019, filed 24 Jul 2024.