Focus Financial Network’s Innovator US Equity Ultra Buffer ETF October UOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-21,206	Closed	-$525K	–	395
2019 Q2	$525K	Buy	21,206 +1,351	+7%	+$33.5K	0.08%	211
2019 Q1	$480K	Buy	+19,855	New	+$480K	0.08%	211