|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$6.14M
|
-$26.9K
|
-2,500
|
-0.3%
|
|
|
2
|
Credit Suisse
Zurich,
Switzerland
|
$3.71M
|
+$749K
|
+69,618
|
+19%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$2.49M
|
-$429K
|
-39,914
|
-12%
|
|
|
4
|
City of London Investment Management
London,
United Kingdom
|
$917K
|
+$414K
|
+38,505
|
+56%
|
|
|
5
|
Icon Advisers
Greenwood Village,
Colorado
|
$740K
|
–
|
–
|
–
|
|
|
6
|
Ancora Advisors
Cleveland,
Ohio
|
$596K
|
+$117K
|
+10,913
|
+18%
|
|
|
7
|
BNP Paribas Financial Markets
Paris,
France
|
$438K
|
-$1.15M
|
-106,700
|
-67%
|
|
|
8
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$390K
|
-$128K
|
-11,927
|
Closed
|
|
|
9
|
|
$310K
|
+$308K
|
+28,665
|
+373%
|
|
|
10
|
|
$212K
|
-$1.88K
|
-175
|
-0.7%
|
|
|
11
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$212K
|
+$21.9K
|
+2,035
|
+9%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$204K
|
+$19.7K
|
+1,836
|
+8%
|
|
|
13
|
Yakira Capital Management
Westport,
Connecticut
|
$180K
|
–
|
–
|
–
|
|
|
14
|
Weiss Asset Management
Boston,
Massachusetts
|
$138K
|
-$499K
|
-46,402
|
-74%
|
|
|
15
|
|
$103K
|
-$42.9K
|
-3,990
|
-25%
|
|
|
16
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$86K
|
-$8.93K
|
-830
|
-8%
|
|
|
17
|
Envestnet Asset Management
Chicago,
Illinois
|
$44K
|
+$56K
|
+5,204
|
New
|
|
|
18
|
Mount Lucas Management
Newtown,
Pennsylvania
|
$21K
|
+$26.9K
|
+2,500
|
New
|
|
|
19
|
Edge Wealth Management
New York
|
$16K
|
–
|
–
|
–
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$12K
|
+$11.5K
|
+1,070
|
+347%
|
|
|
21
|
UBS Group
Zurich,
Switzerland
|
$8K
|
-$120K
|
-11,159
|
-92%
|
|
|
22
|
PineBridge Investments
New York
|
$5K
|
–
|
–
|
–
|
|
|
23
|
Bank of America
Charlotte,
North Carolina
|
$4K
|
-$16.3K
|
-1,517
|
-78%
|
|
|
24
|
|
$4K
|
+$2.95K
|
+274
|
+139%
|
|
|
25
|
Creative Planning
Overland Park,
Kansas
|
$4K
|
+$5.49K
|
+510
|
New
|
|
