|
1
|
Wells Fargo
San Francisco,
California
|
$5.53M
|
+$1.21M
|
+150,990
|
+27%
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$2.14M
|
-$292K
|
-36,552
|
-12%
|
|
|
3
|
Equitec Proprietary Markets
Chicago,
Illinois
|
$749K
|
-$249K
|
-31,239
|
-24%
|
|
|
4
|
City of London Investment Management
London,
United Kingdom
|
$655K
|
–
|
–
|
–
|
|
|
5
|
Ancora Advisors
Cleveland,
Ohio
|
$396K
|
-$386K
|
-48,341
|
-48%
|
|
|
6
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$352K
|
–
|
–
|
–
|
|
|
7
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$288K
|
+$7.99K
|
+1,000
|
+3%
|
|
|
8
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$277K
|
-$1.33K
|
-166
|
-0.5%
|
|
|
9
|
|
$203K
|
-$5.27K
|
-660
|
-2%
|
|
|
10
|
M Holdings Securities
Portland,
Oregon
|
$199K
|
–
|
–
|
–
|
|
|
11
|
Precept Management
Dallas,
Texas
|
$192K
|
+$200K
|
+25,000
|
New
|
|
|
12
|
FT Options
Chicago,
Illinois
|
$171K
|
–
|
–
|
–
|
|
|
13
|
Yakira Capital Management
Westport,
Connecticut
|
$162K
|
–
|
–
|
–
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$84K
|
+$87.8K
|
+11,000
|
New
|
|
|
15
|
Acrospire Investment Management
Chicago,
Illinois
|
$72K
|
+$75.3K
|
+9,424
|
New
|
|
|
16
|
Creative Planning
Overland Park,
Kansas
|
$4K
|
–
|
–
|
–
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$4K
|
+$4.3K
|
+539
|
New
|
|
|
18
|
Whittier Trust
South Pasadena,
California
|
$3K
|
+$3.22K
|
+403
|
New
|
|
|
19
|
Tower Research Capital (TRC)
New York
|
$2K
|
+$1.84K
|
+231
|
New
|
|
|
20
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
21
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
22
|
Reilly Financial Advisors
La Mesa,
California
|
$1K
|
–
|
–
|
–
|
|
|
23
|
Sutton Wealth Advisors
Tampa,
Florida
|
$15
|
–
|
–
|
–
|
|
|
24
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$88K
|
-11,377
|
Closed
|
|
|
25
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$2K
|
-309
|
Closed
|
|
