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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.1M +$366K +45,487 +6%
BI
2
Bulldog Investors
New Jersey
$2.04M -$179K -22,303 -8%
GWM
3
Geneos Wealth Management
Colorado
$741K +$749K +93,132 New
COLIM
4
City of London Investment Management
United Kingdom
$680K
EPM
5
Equitec Proprietary Markets
Illinois
$529K -$251K -31,225 -32%
AA
6
Ancora Advisors
Ohio
$371K -$40.2K -5,000 -10%
RCM
7
Radcliffe Capital Management
Pennsylvania
$365K
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$314K +$15.3K +1,900 +5%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$288K -$1.44K -179 -0.5%
MHS
10
M Holdings Securities
Oregon
$207K
PM
11
Precept Management
Texas
$199K
YCM
12
Yakira Capital Management
Connecticut
$198K +$29.8K +3,700 +18%
FO
13
FT Options
Illinois
$177K
RJFSA
14
Raymond James Financial Services Advisors
Florida
$88K
AIM
15
Acrospire Investment Management
Illinois
$52K -$23.3K -2,895 -31%
Acadian Asset Management
16
Acadian Asset Management
Massachusetts
$17K +$17.3K +2,148 +5,114%
UBS Group
17
UBS Group
Switzerland
$16K +$11.3K +1,408 +261%
CG
18
Cutler Group
California
$6K +$6.43K +800 +2,222%
Simplex Trading
19
Simplex Trading
Illinois
$6K +$6.9K +858 New
Creative Planning
20
Creative Planning
Kansas
$4K
WT
21
Whittier Trust
California
$3K
TRCT
22
Tower Research Capital (TRC)
New York
$1K -$1.31K -163 -71%
APSP
23
Asset Planning Services (Pennsylvania)
Pennsylvania
$1K
RFA
24
Reilly Financial Advisors
California
$1K
SWA
25
Sutton Wealth Advisors
Florida
$16