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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
BCA
1
Biltmore Capital Advisors
New Jersey
$574K
GWM
2
Geneos Wealth Management
Colorado
$453K +$906 +253 +0.2%
YCM
3
Yakira Capital Management
Connecticut
$368K
Osaic Holdings
4
Osaic Holdings
Arizona
$193K
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$172K
CL
6
CSS LLC
Illinois
$143K
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$126K -$3.99K -1,113 -3%
IAA
8
Independent Advisor Alliance
North Carolina
$117K +$22.6K +6,300 +28%
SG
9
StoneX Group
New York
$61K -$11.3K -3,150 -17%
Wolverine Trading
10
Wolverine Trading
Illinois
$60K +$51.7K +14,441 New
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$47K -$38.3K -10,681 -48%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$45K
Wells Fargo
13
Wells Fargo
California
$31K +$2.95K +823 +12%
BCM
14
Bourgeon Capital Management
Connecticut
$25K
Group One Trading
15
Group One Trading
Illinois
$9K +$8.22K +2,295 New
Bank of America
16
Bank of America
North Carolina
$7K +$745 +208 +14%
SIAP
17
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$3K
CG
18
Cutler Group
California
$2K +$2.51K +700 New
SW
19
SVB Wealth
Massachusetts
$1K
UBS Group
20
UBS Group
Switzerland
$1K
CAN
21
Cetera Advisor Networks
California
$1K +$1.3K +362 New
AA
22
Ancora Advisors
Ohio
-$204K -55,000 Closed
GPFA
23
Game Plan Financial Advisors
Ohio
-$105K -27,765 Closed
Simplex Trading
24
Simplex Trading
Illinois
-$5.62K -1,569 Closed
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
-$1K -308 Closed