Bank of Montreal’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Bank of Montreal’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-308	Closed	-$1K	–	4892
2020 Q1	$1K	Hold	308	–	–	﹤0.01%	4010
2019 Q4	$2K	Hold	308	–	–	﹤0.01%	4793
2019 Q3	$2K	Sell	308 -20	-6%	-$165	﹤0.01%	4654
2019 Q2	$3K	Buy	+328	New	+$3.58K	﹤0.01%	4736
2019 Q1	–	Sell	-308	Closed	-$3K	–	4862
2018 Q4	$3K	Hold	308	–	–	﹤0.01%	4300
2018 Q3	$5K	Hold	308	–	–	﹤0.01%	4131
2018 Q2	$4K	Hold	308	–	–	﹤0.01%	4202
2018 Q1	$3K	Hold	308	–	–	﹤0.01%	4009
2017 Q4	$3K	Hold	308	–	–	﹤0.01%	4014
2017 Q3	$2K	Hold	308	–	–	﹤0.01%	4056
2017 Q2	$3K	Buy	+308	New	+$2.57K	﹤0.01%	3978
2016 Q1	–	Sell	-110	Closed	-$1K	–	4450
2015 Q4	$1K	Buy	110 +106	+2,650%	+$845	﹤0.01%	4126
2015 Q3	$0	Buy	+4	New	+$43	﹤0.01%	4211
2014 Q4	–	Sell	-3,000	Closed	-$72K	–	4221
2014 Q3	$72K	Buy	+3,000	New	+$66.8K	﹤0.01%	2982
2014 Q2	–	Sell	-4,500	Closed	-$96K	–	4859
2014 Q1	$96K	Hold	4,500	–	–	﹤0.01%	2815
2013 Q4	$104K	Buy	+4,500	New	+$105K	﹤0.01%	2521

Other funds holding SVVC

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.9B AUM 23.65% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.95% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $326M AUM 0.12% 1-Year Est. Return

CSS LLC Chicago, Illinois $2.09B AUM 58.96% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return

Wolverine Trading Chicago, Illinois $139B AUM 31.83% 1-Year Est. Return

Bank of Montreal's SVVC Position: Q2 2020 in Review

Bank of Montreal sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q2 2020, closing a stake of 308 shares — an estimated $1K sold.

Bank of Montreal first reported a position in SVVC in Q4 2013 and held it in 16 quarters. The position peaked at $104K in Q4 2013. 28 funds tracked by Wall St. Rank hold SVVC as of Q2 2020.

Bank of Montreal reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q2 2020 after selling out during the quarter.
Bank of Montreal sold 308 Firsthand Technology Value Fund, Inc. Common Stock shares in Q2 2020, an estimated $1K.
Bank of Montreal first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q4 2013 and held it in 16 quarters.
Bank of Montreal's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $104K in Q4 2013.
28 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q2 2020.

Based on Bank of Montreal's 13F filing for Q2 2020, filed 12 Aug 2020.