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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
BI
1
Bulldog Investors
New Jersey
$9.34M -$887K -61,542 -8%
CS
2
Credit Suisse
Switzerland
$4.72M +$70.3K +4,874 +1%
SIA
3
Sit Investment Associates
Minnesota
$4.29M -$50.2K -3,483 -1%
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$2.03M
IA
5
Icon Advisers
Colorado
$1.12M -$218K -15,119 -15%
COLIM
6
City of London Investment Management
United Kingdom
$888K +$520K +36,064 +110%
WAM
7
Weiss Asset Management
Massachusetts
$805K -$670K -46,446 -43%
AA
8
Ancora Advisors
Ohio
$763K +$853K +59,141 New
JG
9
Jefferies Group
New York
$323K +$2.52K +175 +0.7%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$295K +$29.3K +2,034 +10%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$286K +$98K +6,800 +44%
YCM
12
Yakira Capital Management
Connecticut
$273K
Goldman Sachs
13
Goldman Sachs
New York
$208K -$822 -57 -0.4%
UBS Group
14
UBS Group
Switzerland
$156K -$11.5K -797 -6%
RCM
15
Radcliffe Capital Management
Pennsylvania
$154K +$172K +11,927 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$140K -$12.2K -849 -7%
Two Sigma Advisers
17
Two Sigma Advisers
New York
$132K -$297K -20,612 -67%
Morgan Stanley
18
Morgan Stanley
New York
$100K -$46.7K -3,240 -30%
Bank of America
19
Bank of America
North Carolina
$25K +$1.7K +118 +6%
EWM
20
Edge Wealth Management
New York
$24K
FNYS
21
First New York Securities
New York
$17.4K +$19.5K +1,349 New
Wells Fargo
22
Wells Fargo
California
$12K +$1.44K +100 +13%
PI
23
PineBridge Investments
New York
$8K
TRCT
24
Tower Research Capital (TRC)
New York
$4K -$4.76K -330 -52%
Citigroup
25
Citigroup
New York
$3K -$5.68K -394 -67%