PineBridge Investments’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

PineBridge Investments’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-604	Closed	-$5K	–	1181
2016 Q1	$5K	Hold	604	–	–	﹤0.01%	1109
2015 Q4	$5K	Hold	604	–	–	﹤0.01%	1112
2015 Q3	$5K	Hold	604	–	–	﹤0.01%	1125
2015 Q2	$8K	Hold	604	–	–	﹤0.01%	1095
2015 Q1	$9K	Hold	604	–	–	﹤0.01%	1080
2014 Q4	$11K	Buy	+604	New	+$13.2K	﹤0.01%	1092

Other funds holding SVVC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

EPM

Equitec Proprietary Markets Chicago, Illinois $559M AUM 230.29% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

RCM

Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PineBridge Investments's SVVC Position: Q2 2016 in Review

PineBridge Investments sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q2 2016, closing a stake of 604 shares — an estimated $5K sold.

PineBridge Investments first reported a position in SVVC in Q4 2014 and held it in 6 quarters. The position peaked at $11K in Q4 2014. 29 funds tracked by Wall St. Rank hold SVVC as of Q2 2016.

PineBridge Investments reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q2 2016 after selling out during the quarter.
PineBridge Investments sold 604 Firsthand Technology Value Fund, Inc. Common Stock shares in Q2 2016, an estimated $5K.
PineBridge Investments first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q4 2014 and held it in 6 quarters.
PineBridge Investments's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $11K in Q4 2014.
29 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q2 2016.

Based on PineBridge Investments's 13F filing for Q2 2016, filed 10 Aug 2016.