|
1
|
Wells Fargo
San Francisco,
California
|
$4.47M
|
-$142K
|
-19,678
|
-3%
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$2.47M
|
-$7.96K
|
-1,100
|
-0.3%
|
|
|
3
|
Equitec Proprietary Markets
Chicago,
Illinois
|
$1.01M
|
–
|
–
|
–
|
|
|
4
|
Ancora Advisors
Cleveland,
Ohio
|
$785K
|
-$54.3K
|
-7,500
|
-7%
|
|
|
5
|
City of London Investment Management
London,
United Kingdom
|
$666K
|
–
|
–
|
–
|
|
|
6
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$360K
|
–
|
–
|
–
|
|
|
7
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$287K
|
+$27.8K
|
+3,838
|
+12%
|
|
|
8
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$285K
|
+$4.34K
|
+600
|
+2%
|
|
|
9
|
|
$213K
|
-$4.79K
|
-662
|
-2%
|
|
|
10
|
M Holdings Securities
Portland,
Oregon
|
$204K
|
+$188K
|
+26,000
|
New
|
|
|
11
|
FT Options
Chicago,
Illinois
|
$173K
|
–
|
–
|
–
|
|
|
12
|
Yakira Capital Management
Westport,
Connecticut
|
$166K
|
–
|
–
|
–
|
|
|
13
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$88K
|
+$82.4K
|
+11,377
|
New
|
|
|
14
|
Creative Planning
Overland Park,
Kansas
|
$4K
|
–
|
–
|
–
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$2K
|
-$340
|
-47
|
-13%
|
|
|
16
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
17
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
18
|
|
$1K
|
–
|
–
|
–
|
|
|
19
|
Pathstone Family Office
Englewood,
New Jersey
|
$1K
|
–
|
–
|
–
|
|
|
20
|
Reilly Financial Advisors
La Mesa,
California
|
$1K
|
–
|
–
|
–
|
|
|
21
|
Sutton Wealth Advisors
Tampa,
Florida
|
$16
|
-$1.21K
|
-167
|
-99%
|
|
|
22
|
Icon Advisers
Greenwood Village,
Colorado
|
–
|
-$274K
|
-36,800
|
Closed
|
|
|
23
|
|
–
|
-$157K
|
-21,021
|
Closed
|
|
|
24
|
UBS Group
Zurich,
Switzerland
|
–
|
-$13K
|
-1,727
|
Closed
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
–
|
-$2K
|
-352
|
Closed
|
|
