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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
1
Geneos Wealth Management
Colorado
$523K +$693 +177 +0.2%
YCM
2
Yakira Capital Management
Connecticut
$380K +$1.96K +500 +0.6%
Osaic Holdings
3
Osaic Holdings
Arizona
$210K -$8.46K -2,160 -4%
GPFA
4
Game Plan Financial Advisors
Ohio
$163K +$144K +36,865 New
IAA
5
Independent Advisor Alliance
North Carolina
$111K -$23.3K -5,951 -19%
TJHA
6
Thomas J. Herzfeld Advisors
Florida
$85K -$63K -16,088 -46%
Wolverine Trading
7
Wolverine Trading
Illinois
$62K +$12.9K +3,289 +30%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$49K
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$28K -$137K -34,842 -85%
Morgan Stanley
10
Morgan Stanley
New York
$22K +$19.3K +4,928 New
Wells Fargo
11
Wells Fargo
California
$12K -$4.92K -1,255 -32%
MAM
12
McCarthy Asset Management
California
$5K +$4.7K +1,200 New
Simplex Trading
13
Simplex Trading
Illinois
$3K +$3.03K +774 +19,350%
CG
14
Cutler Group
California
$2K -$14.1K -3,600 -88%
UBS Group
15
UBS Group
Switzerland
$1K -$13.3K -3,385 -94%
Bank of America
16
Bank of America
North Carolina
$1K -$5.55K -1,417 -83%
SW
17
SVB Wealth
Massachusetts
$1K
BCA
18
Biltmore Capital Advisors
New Jersey
-$485K -117,425 Closed
CL
19
CSS LLC
Illinois
-$144K -34,794 Closed
BCM
20
Bourgeon Capital Management
Connecticut
-$25K -6,150 Closed
US Bancorp
21
US Bancorp
Minnesota
-$13K -3,209 Closed
Fidelity Investments
22
Fidelity Investments
Massachusetts
+$4 +1 New
RFA
23
Reilly Financial Advisors
California
+$27 +7 +8%