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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
1
Geneos Wealth Management
Colorado
$1.76M -$34.8K -2,392 -2%
YCM
2
Yakira Capital Management
Connecticut
$820K +$37.9K +2,600 +6%
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$706K -$76.7K -5,265 -11%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$678K +$304K +20,835 +109%
CCP
5
Clough Capital Partners
Massachusetts
$557K +$200K +13,700 +71%
SG
6
StoneX Group
New York
$510K +$115K +7,924 +36%
FIA
7
FNY Investment Advisers
New York
$452K +$115K +7,900 +42%
PM
8
Precept Management
Texas
$424K
TJHA
9
Thomas J. Herzfeld Advisors
Florida
$391K +$336K +23,078 New
Fifth Third Bancorp
10
Fifth Third Bancorp
Ohio
$249K
RJFSA
11
Raymond James Financial Services Advisors
Florida
$187K
Wells Fargo
12
Wells Fargo
California
$182K -$223K -15,317 -59%
Morgan Stanley
13
Morgan Stanley
New York
$90K -$17.5K -1,200 -18%
Simplex Trading
14
Simplex Trading
Illinois
$49K +$42.1K +2,893 New
FHB
15
First Hawaiian Bank
Hawaii
$45K +$38.8K +2,660 New
RFC
16
Regions Financial Corp
Alabama
$9K
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$5K
SWP
18
Stratos Wealth Partners
Ohio
$4K +$3.85K +264 New
SWM
19
SeaCrest Wealth Management
New York
$3K
APSP
20
Asset Planning Services (Pennsylvania)
Pennsylvania
$2K
APP
21
Avantax Planning Partners
Iowa
$2K +$2.07K +142 New
GWS
22
Glassman Wealth Services
Virginia
$1K
IA
23
IFP Advisors
Florida
$1K
RFA
24
Reilly Financial Advisors
California
$1K
Macquarie Group
25
Macquarie Group
Australia
$1K +$728 +50 New