|
1
|
Wells Fargo
San Francisco,
California
|
$6.15M
|
+$39.7K
|
+5,066
|
+0.7%
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$1.69M
|
-$299K
|
-38,190
|
-15%
|
|
|
3
|
Geneos Wealth Management
Englewood,
Colorado
|
$855K
|
+$115K
|
+14,732
|
+16%
|
|
|
4
|
City of London Investment Management
London,
United Kingdom
|
$431K
|
-$246K
|
-31,461
|
-37%
|
|
|
5
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$367K
|
–
|
–
|
–
|
|
|
6
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$309K
|
+$19.4K
|
+2,476
|
+7%
|
|
|
7
|
Equitec Proprietary Markets
Chicago,
Illinois
|
$289K
|
-$69.1K
|
-8,827
|
-20%
|
|
|
8
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$287K
|
-$23.5K
|
-3,000
|
-8%
|
|
|
9
|
Yakira Capital Management
Westport,
Connecticut
|
$241K
|
+$40.9K
|
+5,225
|
+21%
|
|
|
10
|
M Holdings Securities
Portland,
Oregon
|
$208K
|
–
|
–
|
–
|
|
|
11
|
Precept Management
Dallas,
Texas
|
$200K
|
–
|
–
|
–
|
|
|
12
|
Clough Capital Partners
Boston,
Massachusetts
|
$179K
|
+$175K
|
+22,400
|
New
|
|
|
13
|
FT Options
Chicago,
Illinois
|
$88K
|
-$70.5K
|
-9,000
|
-45%
|
|
|
14
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$88K
|
–
|
–
|
–
|
|
|
15
|
|
$29K
|
+$28.5K
|
+3,641
|
+12,137%
|
|
|
16
|
Simplex Trading
Chicago,
Illinois
|
$4K
|
-$4.62K
|
-590
|
-50%
|
|
|
17
|
Cutler Group
San Francisco,
California
|
$4K
|
–
|
–
|
–
|
|
|
18
|
Tower Research Capital (TRC)
New York
|
$4K
|
+$1.2K
|
+153
|
+50%
|
|
|
19
|
Whittier Trust
South Pasadena,
California
|
$3K
|
–
|
–
|
–
|
|
|
20
|
UBS Group
Zurich,
Switzerland
|
$2K
|
-$10.1K
|
-1,290
|
-83%
|
|
|
21
|
Bank of Montreal
Toronto,
Ontario, Canada
|
$2K
|
–
|
–
|
–
|
|
|
22
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
23
|
Pathstone Family Office
Englewood,
New Jersey
|
$1K
|
–
|
–
|
–
|
|
|
24
|
Reilly Financial Advisors
La Mesa,
California
|
$1K
|
–
|
–
|
–
|
|
|
25
|
Sutton Wealth Advisors
Tampa,
Florida
|
$16
|
–
|
–
|
–
|
|
