|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$6.14M
|
–
|
–
|
–
|
|
|
2
|
Credit Suisse
Zurich,
Switzerland
|
$3.58M
|
+$24.2K
|
+3,033
|
+0.7%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.59M
|
-$784K
|
-98,345
|
-34%
|
|
|
4
|
Equitec Proprietary Markets
Chicago,
Illinois
|
$1.35M
|
+$1.32M
|
+165,543
|
New
|
|
|
5
|
City of London Investment Management
London,
United Kingdom
|
$899K
|
–
|
–
|
–
|
|
|
6
|
Icon Advisers
Greenwood Village,
Colorado
|
$710K
|
–
|
–
|
–
|
|
|
7
|
Ancora Advisors
Cleveland,
Ohio
|
$478K
|
-$91.6K
|
-11,493
|
-16%
|
|
|
8
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$375K
|
+$365K
|
+45,844
|
New
|
|
|
9
|
|
$261K
|
-$34.7K
|
-4,358
|
-12%
|
|
|
10
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$258K
|
+$53.2K
|
+6,675
|
+27%
|
|
|
11
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$223K
|
+$26.8K
|
+3,369
|
+14%
|
|
|
12
|
|
$203K
|
–
|
–
|
–
|
|
|
13
|
Yakira Capital Management
Westport,
Connecticut
|
$173K
|
–
|
–
|
–
|
|
|
14
|
Envestnet Asset Management
Chicago,
Illinois
|
$43K
|
+$813
|
+102
|
+2%
|
|
|
15
|
UBS Group
Zurich,
Switzerland
|
$37K
|
+$28.4K
|
+3,565
|
+390%
|
|
|
16
|
Cutler Group
San Francisco,
California
|
$23K
|
+$22.7K
|
+2,851
|
New
|
|
|
17
|
Edge Wealth Management
New York
|
$16K
|
–
|
–
|
–
|
|
|
18
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$13K
|
+$13.4K
|
+1,688
|
New
|
|
|
19
|
Creative Planning
Overland Park,
Kansas
|
$12K
|
+$8.08K
|
+1,014
|
+199%
|
|
|
20
|
Simplex Trading
Chicago,
Illinois
|
$8K
|
+$7.97K
|
+1,000
|
New
|
|
|
21
|
Wells Fargo
San Francisco,
California
|
$7K
|
+$4.78K
|
+600
|
+300%
|
|
|
22
|
PineBridge Investments
New York
|
$5K
|
–
|
–
|
–
|
|
|
23
|
Bank of America
Charlotte,
North Carolina
|
$3K
|
-$159
|
-20
|
-5%
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
$1K
|
-$9.74K
|
-1,222
|
-89%
|
|
|
25
|
|
$1K
|
-$2.5K
|
-314
|
-67%
|
|
