|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$3.45M
|
-$1.89M
|
-262,010
|
-36%
|
|
|
2
|
Equitec Proprietary Markets
Chicago,
Illinois
|
$975K
|
-$257K
|
-35,579
|
-21%
|
|
|
3
|
Ancora Advisors
Cleveland,
Ohio
|
$825K
|
+$372K
|
+51,440
|
+88%
|
|
|
4
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$656K
|
-$773K
|
-106,949
|
-55%
|
|
|
5
|
Icon Advisers
Greenwood Village,
Colorado
|
$652K
|
–
|
–
|
–
|
|
|
6
|
Wells Fargo
San Francisco,
California
|
$641K
|
+$611K
|
+84,593
|
+10,574%
|
|
|
7
|
City of London Investment Management
London,
United Kingdom
|
$640K
|
-$160K
|
-22,079
|
-21%
|
|
|
8
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$344K
|
–
|
–
|
–
|
|
|
9
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$263K
|
+$25.4K
|
+3,515
|
+11%
|
|
|
10
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$247K
|
+$40.4K
|
+5,586
|
+20%
|
|
|
11
|
|
$225K
|
-$14K
|
-1,938
|
-6%
|
|
|
12
|
FT Options
Chicago,
Illinois
|
$167K
|
+$161K
|
+22,238
|
New
|
|
|
13
|
|
$166K
|
-$20.2K
|
-2,800
|
-11%
|
|
|
14
|
Yakira Capital Management
Westport,
Connecticut
|
$159K
|
–
|
–
|
–
|
|
|
15
|
Credit Suisse
Zurich,
Switzerland
|
$111K
|
-$3.06M
|
-423,839
|
-97%
|
|
|
16
|
Cutler Group
San Francisco,
California
|
$13K
|
-$7.22K
|
-1,000
|
-35%
|
|
|
17
|
Simplex Trading
Chicago,
Illinois
|
$7K
|
–
|
–
|
–
|
|
|
18
|
Creative Planning
Overland Park,
Kansas
|
$5K
|
-$5.71K
|
-791
|
-52%
|
|
|
19
|
PineBridge Investments
New York
|
$5K
|
–
|
–
|
–
|
|
|
20
|
Tower Research Capital (TRC)
New York
|
$4K
|
+$2.25K
|
+311
|
+199%
|
|
|
21
|
Bank of America
Charlotte,
North Carolina
|
$2K
|
-$708
|
-98
|
-24%
|
|
|
22
|
Sutton Wealth Advisors
Tampa,
Florida
|
$1.27K
|
+$1.22K
|
+169
|
New
|
|
|
23
|
|
$1K
|
-$144
|
-20
|
-13%
|
|
|
24
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
25
|
Pathstone Family Office
Englewood,
New Jersey
|
$1K
|
+$585
|
+81
|
New
|
|
