Pathstone Family Office’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

Pathstone Family Office’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,560	Closed	-$12K	–	650
2019 Q3	$12K	Buy	+1,560	New	+$12.9K	﹤0.01%	466
2018 Q3	–	Sell	-81	Closed	-$1K	–	260
2018 Q2	$1K	Hold	81	–	–	﹤0.01%	150
2018 Q1	$1K	Hold	81	–	–	﹤0.01%	360
2017 Q4	$1K	Hold	81	–	–	﹤0.01%	154
2017 Q3	$1K	Hold	81	–	–	﹤0.01%	167
2017 Q2	$1K	Buy	+81	New	+$676	﹤0.01%	373
2016 Q4	–	Sell	-81	Closed	-$1K	–	216
2016 Q3	$1K	Hold	81	–	–	﹤0.01%	193
2016 Q2	$1K	Hold	81	–	–	﹤0.01%	194
2016 Q1	$1K	Buy	+81	New	+$585	﹤0.01%	168

Other funds holding SVVC

BCA

Biltmore Capital Advisors Princeton, New Jersey $599M AUM 20.23% 1-Year Est. Return

GWM

Geneos Wealth Management Englewood, Colorado $4.31B AUM 18.36% 1-Year Est. Return

YCM

Yakira Capital Management Westport, Connecticut $342M AUM 26.97% 1-Year Est. Return

TJHA

Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

StoneX Group New York $1.86B AUM 21.3% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Pathstone Family Office's SVVC Position: Q4 2019 in Review

Pathstone Family Office sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q4 2019, closing a stake of 1,560 shares — an estimated $12K sold.

Pathstone Family Office first reported a position in SVVC in Q1 2016 and held it in 9 quarters. The position peaked at $12K in Q3 2019. 30 funds tracked by Wall St. Rank hold SVVC as of Q4 2019.

Pathstone Family Office reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q4 2019 after selling out during the quarter.
Pathstone Family Office sold 1,560 Firsthand Technology Value Fund, Inc. Common Stock shares in Q4 2019, an estimated $12K.
Pathstone Family Office first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q1 2016 and held it in 9 quarters.
Pathstone Family Office's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $12K in Q3 2019.
30 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q4 2019.

Based on Pathstone Family Office's 13F filing for Q4 2019, filed 14 Feb 2020.