|
1
|
Wells Fargo
San Francisco,
California
|
$4.39M
|
+$3.75M
|
+503,752
|
+590%
|
|
|
2
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$2.35M
|
-$1.07M
|
-143,259
|
-31%
|
|
|
3
|
Equitec Proprietary Markets
Chicago,
Illinois
|
$959K
|
-$8.2K
|
-1,100
|
-0.8%
|
|
|
4
|
Ancora Advisors
Cleveland,
Ohio
|
$800K
|
-$18.6K
|
-2,500
|
-2%
|
|
|
5
|
City of London Investment Management
London,
United Kingdom
|
$635K
|
–
|
–
|
–
|
|
|
6
|
Radcliffe Capital Management
Bala Cynwyd,
Pennsylvania
|
$341K
|
–
|
–
|
–
|
|
|
7
|
Icon Advisers
Greenwood Village,
Colorado
|
$274K
|
-$374K
|
-50,148
|
-58%
|
|
|
8
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$266K
|
+$5.35K
|
+718
|
+2%
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$244K
|
-$1.53K
|
-206
|
-0.6%
|
|
|
10
|
|
$206K
|
-$17.3K
|
-2,319
|
-8%
|
|
|
11
|
FT Options
Chicago,
Illinois
|
$165K
|
–
|
–
|
–
|
|
|
12
|
|
$157K
|
-$7.95K
|
-1,067
|
-5%
|
|
|
13
|
Yakira Capital Management
Westport,
Connecticut
|
$157K
|
–
|
–
|
–
|
|
|
14
|
UBS Group
Zurich,
Switzerland
|
$13K
|
+$12.9K
|
+1,727
|
New
|
|
|
15
|
Creative Planning
Overland Park,
Kansas
|
$4K
|
-$1.66K
|
-223
|
-30%
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$3K
|
+$350
|
+47
|
+15%
|
|
|
17
|
Tower Research Capital (TRC)
New York
|
$2K
|
-$857
|
-115
|
-25%
|
|
|
18
|
Sutton Wealth Advisors
Tampa,
Florida
|
$1.26K
|
–
|
–
|
–
|
|
|
19
|
Asset Planning Services (Pennsylvania)
Harleysville,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
20
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$1K
|
–
|
–
|
–
|
|
|
21
|
|
$1K
|
–
|
–
|
–
|
|
|
22
|
Pathstone Family Office
Englewood,
New Jersey
|
$1K
|
–
|
–
|
–
|
|
|
23
|
Reilly Financial Advisors
La Mesa,
California
|
$1K
|
+$641
|
+86
|
New
|
|
|
24
|
Sit Investment Associates
Minneapolis,
Minnesota
|
–
|
-$656K
|
-87,449
|
Closed
|
|
|
25
|
Credit Suisse
Zurich,
Switzerland
|
–
|
-$111K
|
-14,737
|
Closed
|
|
