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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

Name Holding Trade Value Shares
Change
Change in
Stake
BCA
1
Biltmore Capital Advisors
New Jersey
$485K -$107K -22,929 -16%
GWM
2
Geneos Wealth Management
Colorado
$413K -$25.4K -5,434 -5%
YCM
3
Yakira Capital Management
Connecticut
$349K -$25.7K -5,500 -6%
Osaic Holdings
4
Osaic Holdings
Arizona
$203K +$8.54K +1,826 +4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$170K +$49.1K +10,500 +34%
CL
6
CSS LLC
Illinois
$144K
IAA
7
Independent Advisor Alliance
North Carolina
$127K +$10.3K +2,200 +8%
TJHA
8
Thomas J. Herzfeld Advisors
Florida
$109K
Wolverine Trading
9
Wolverine Trading
Illinois
$46K -$15.9K -3,396 -24%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$46K
BCM
11
Bourgeon Capital Management
Connecticut
$25K
Wells Fargo
12
Wells Fargo
California
$16K -$17.1K -3,647 -48%
CG
13
Cutler Group
California
$16K +$15.9K +3,400 +486%
UBS Group
14
UBS Group
Switzerland
$15K +$15.8K +3,385 +1,693%
US Bancorp
15
US Bancorp
Minnesota
$13K +$15K +3,209 New
Bank of America
16
Bank of America
North Carolina
$7K
SW
17
SVB Wealth
Massachusetts
$2K
SG
18
StoneX Group
New York
-$61K -14,979 Closed
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
-$53.7K -11,479 Closed
Group One Trading
20
Group One Trading
Illinois
-$10.7K -2,295 Closed
SIAP
21
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
-$3K -800 Closed
CAN
22
Cetera Advisor Networks
California
-$1K -362 Closed
Simplex Trading
23
Simplex Trading
Illinois
+$19 +4 New
TRCT
24
Tower Research Capital (TRC)
New York
+$486 +104 New