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SVVC

Firsthand Technology Value Fund, Inc. Common Stock

Delisted

SVVC was delisted on the 25th of October, 2023.

67 hedge funds and large institutions have $45.8M invested in Firsthand Technology Value Fund, Inc. Common Stock in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

18% more funds holding

Funds holding: 5767 (+10)

10% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 20

0% less capital invested

Capital invested by funds: $46M → $45.8M (-$182K)

Holders
67
Holders Change
+10
Holders Change %
+17.54%
% of All Funds
1.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
22
Reduced
20
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$349K -$88.3K -3,790 -20%
SG Americas Securities
27
SG Americas Securities
New York
$333K -$86.1K -3,693 -20%
TA
28
Teachers Advisors
New York
$312K
FAAS
29
First Allied Advisory Services
California
$280K +$284K +12,177 New
Charles Schwab
30
Charles Schwab
California
$272K
SCA
31
Secor Capital Advisors
New York
$272K +$274K +11,745 New
Wells Fargo
32
Wells Fargo
California
$266K +$14.9K +640 +6%
BCM
33
Bourgeon Capital Management
Connecticut
$266K +$268K +11,489 New
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$261K +$5.24K +225 +2%
RhumbLine Advisers
35
RhumbLine Advisers
Massachusetts
$260K -$11.7K -500 -4%
Barclays
36
Barclays
United Kingdom
$247K +$152K +6,517 +155%
OC
37
Oppenheimer & Co
New York
$246K -$26.3K -1,127 -10%
KA
38
Kerrisdale Advisers
Florida
$223K +$225K +9,658 New
CAM
39
CMT Asset Management
Illinois
$216K +$217K +9,325 New
MLICM
40
Metropolitan Life Insurance Company (MetLife)
New York
$204K
LPL Financial
41
LPL Financial
California
$203K -$23.3K -1,000 -10%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$199K -$40.5K -1,736 -17%
NFA
43
Nationwide Fund Advisors
Ohio
$161K +$2.84K +122 +2%
AIG
44
American International Group
New York
$155K +$8.44K +362 +6%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$150K -$17.3K -741 -10%
BRWA
46
B. Riley Wealth Advisors
Florida
$125K -$99.4K -4,265 -44%
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
$104K +$105K +4,500 New
BA
48
BlackRock Advisors
Delaware
$102K +$10.5K +449 +11%
U
49
UBS
Switzerland
$84K +$25K +1,071 +42%
Citigroup
50
Citigroup
New York
$82K +$45.2K +1,938 +121%

SVVC Hedge Fund Activity: Q4 2013 in Review

67 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Firsthand Technology Value Fund, Inc. Common Stock (SVVC) for Q4 2013, worth a combined $45.8M — down 0.4% from $46M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SVVC positions and 4 closed out — a net gain of 10 holders — while 22 added to existing stakes and 20 trimmed.

The largest buyer was GAM Holding, opening a new position worth an estimated $5.48M. The largest seller was Ancora Advisors, cutting an estimated $4.24M.

  • 67 institutional investors held Firsthand Technology Value Fund, Inc. Common Stock (SVVC) as of Q4 2013, up from 57 in Q3 2013.
  • Funds reported $45.8M of Firsthand Technology Value Fund, Inc. Common Stock stock for Q4 2013, down 0.4% quarter-over-quarter.
  • 14 funds opened new Firsthand Technology Value Fund, Inc. Common Stock positions in Q4 2013 and 4 closed out, a net change of +10 holders.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock buyer in Q4 2013 was GAM Holding, an estimated $5.48M added.
  • The largest Firsthand Technology Value Fund, Inc. Common Stock seller in Q4 2013 was Ancora Advisors, an estimated $4.24M sold.

Based on aggregated 13F filings for Q4 2013.