B. Riley Wealth Advisors’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

B. Riley Wealth Advisors’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-1,600	Closed	-$30	–	2115
2014 Q4	$30	Buy	+1,600	New	+$35K	﹤0.01%	2357
2014 Q3	–	Sell	-4,400	Closed	-$93.5K	–	1998
2014 Q2	$93.5K	Sell	4,400 -2,290	-34%	-$47.6K	0.02%	752
2014 Q1	$143K	Buy	6,690 +1,310	+24%	+$30.7K	0.04%	505
2013 Q4	$125K	Sell	5,380 -4,265	-44%	-$99.4K	0.04%	490
2013 Q3	$236K	Sell	9,645 -5,370	-36%	-$119K	0.08%	287
2013 Q2	$298K	Buy	+15,015	New	+$288K	0.1%	232

Other funds holding SVVC

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $433M AUM 40.01% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

B. Riley Wealth Advisors's SVVC Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q1 2015, closing a stake of 1,600 shares — an estimated $30 sold.

B. Riley Wealth Advisors first reported a position in SVVC in Q2 2013 and held it in 6 quarters. The position peaked at $298K in Q2 2013. 31 funds tracked by Wall St. Rank hold SVVC as of Q1 2015.

B. Riley Wealth Advisors reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 1,600 Firsthand Technology Value Fund, Inc. Common Stock shares in Q1 2015, an estimated $30.
B. Riley Wealth Advisors first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and held it in 6 quarters.
B. Riley Wealth Advisors's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $298K in Q2 2013.
31 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.