LPL Financial
SVVC

LPL Financial’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

LPL Financial’s Portfolio SVVC Stock Details SVVC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-8,750
Closed -$203K – 2742
2013
Q4 		$203K Sell
8,750
-1,000
-10% -$23.3K ﹤0.01% 2427
2013
Q3 		$243K Buy
+9,750
New +$217K ﹤0.01% 2179

Other funds holding SVVC

HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
CS
Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
SI
Standard Investments New York $1.83B AUM 4.12% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial's SVVC Position: Q1 2014 in Review

LPL Financial sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q1 2014, closing a stake of 8,750 shares — an estimated $203K sold.

LPL Financial first reported a position in SVVC in Q3 2013 and held it in 2 quarters. The position peaked at $243K in Q3 2013. 62 funds tracked by Wall St. Rank hold SVVC as of Q1 2014.

  • LPL Financial reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q1 2014 after selling out during the quarter.
  • LPL Financial sold 8,750 Firsthand Technology Value Fund, Inc. Common Stock shares in Q1 2014, an estimated $203K.
  • LPL Financial first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q3 2013 and held it in 2 quarters.
  • LPL Financial's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $243K in Q3 2013.
  • 62 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q1 2014.

Based on LPL Financial's 13F filing for Q1 2014, filed 12 May 2014.