State Street’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

State Street’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-132,171	Closed	-$2.82M	–	3682
2014 Q1	$2.82M	Buy	132,171 +19,786	+18%	+$463K	﹤0.01%	2887
2013 Q4	$2.6M	Buy	112,385 +8,065	+8%	+$188K	﹤0.01%	2940
2013 Q3	$2.55M	Sell	104,320 -6,823	-6%	-$152K	﹤0.01%	2918
2013 Q2	$2.21M	Buy	+111,143	New	+$2.13M	﹤0.01%	2929

Other funds holding SVVC

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

BBPWM

Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

State Street's SVVC Position: Q2 2014 in Review

State Street sold out of Firsthand Technology Value Fund, Inc. Common Stock (SVVC) in Q2 2014, closing a stake of 132,171 shares — an estimated $2.82M sold.

State Street first reported a position in SVVC in Q2 2013 and held it in 4 quarters. The position peaked at $2.82M in Q1 2014. 40 funds tracked by Wall St. Rank hold SVVC as of Q2 2014.

State Street reported no remaining Firsthand Technology Value Fund, Inc. Common Stock position as of Q2 2014 after selling out during the quarter.
State Street sold 132,171 Firsthand Technology Value Fund, Inc. Common Stock shares in Q2 2014, an estimated $2.82M.
State Street first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and held it in 4 quarters.
State Street's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $2.82M in Q1 2014.
40 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q2 2014.

Based on State Street's 13F filing for Q2 2014, filed 12 Aug 2014.