UBS’s Firsthand Technology Value Fund, Inc. Common Stock SVVC Stock Holding History

UBS’s Portfolio SVVC Stock Details SVVC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$78K	Buy	3,238 +865	+36%	+$19.3K	﹤0.01%	6287
2014 Q2	$51K	Sell	2,373 -227	-9%	-$4.72K	﹤0.01%	6840
2014 Q1	$56K	Sell	2,600 -1,027	-28%	-$24.1K	﹤0.01%	6687
2013 Q4	$84K	Buy	3,627 +1,071	+42%	+$25K	﹤0.01%	6280
2013 Q3	$63K	Sell	2,556 -1,382	-35%	-$30.7K	﹤0.01%	6563
2013 Q2	$78K	Buy	+3,938	New	+$75.5K	﹤0.01%	6200

Other funds holding SVVC

Bulldog Investors Saddle Brook, New Jersey $455M AUM 2.3% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Icon Advisers Greenwood Village, Colorado $532M AUM 56.47% 1-Year Est. Return

Weiss Asset Management Boston, Massachusetts $9.5B AUM 55.06% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $5.19B AUM 23.19% 1-Year Est. Return

Yakira Capital Management Westport, Connecticut $351M AUM 21.82% 1-Year Est. Return

UBS's SVVC Position: Q3 2014 in Review

UBS increased its Firsthand Technology Value Fund, Inc. Common Stock (SVVC) stake by 36% in Q3 2014, buying an estimated $19.3K and bringing the position to 3,238 shares worth $78K. The position accounts for ﹤0.01% of the portfolio, ranked #6287.

UBS first reported a position in SVVC in Q2 2013 and has held it in 6 quarters since. The position peaked at $84K in Q4 2013. 39 funds tracked by Wall St. Rank hold SVVC as of Q3 2014.

UBS held 3,238 shares of Firsthand Technology Value Fund, Inc. Common Stock worth $78K as of Q3 2014.
UBS bought 865 Firsthand Technology Value Fund, Inc. Common Stock shares in Q3 2014, an estimated $19.3K.
Firsthand Technology Value Fund, Inc. Common Stock made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6287 holding.
UBS first reported a position in Firsthand Technology Value Fund, Inc. Common Stock in Q2 2013 and has held it in 6 quarters since.
UBS's Firsthand Technology Value Fund, Inc. Common Stock position peaked at $84K in Q4 2013.
39 funds tracked by Wall St. Rank held Firsthand Technology Value Fund, Inc. Common Stock as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.