Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
51 hedge funds and large institutions have $51.4M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 22 reducing their positions, and 10 closing their positions.
1% more capital invested
Capital invested by funds: $50.7M → $51.4M (+$679K)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
1.28% less ownership
Funds ownership: 19.38% → 18.09% (-1.3%)
9% less funds holding
Funds holding: 56 → 51 (-5)
41% less repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 22
50% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$791K |
| 2 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$333K |
| 3 |
Invesco
Atlanta,
Georgia
|
+$264K |
| 4 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
+$237K |
| 5 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$214K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$1.89M |
| 2 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
-$667K |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$588K |
| 4 |
LPL Financial
San Diego,
California
|
-$520K |
| 5 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
-$286K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AWA
51
Arkadios Wealth Advisors
Atlanta,
Georgia
| $2K | -$641 | -41 | -20% |
|
|
LCM
52
Landscape Capital Management
Englewood,
New Jersey
| – | -$667K | -43,785 | Closed |
|
|
KAS
53
Kestra Advisory Services
Austin,
Texas
| – | -$180K | -11,998 | Closed |
|
54
Millennium Management
New York
| – | -$180K | -11,800 | Closed |
|
|
FFG
55
Fortem Financial Group
Palm Desert,
California
| – | -$96K | -6,300 | Closed |
|
|
GWS
56
Glassman Wealth Services
Vienna,
Virginia
| – | -$94K | -6,198 | Closed |
|
|
D
57
Diversified
Wilmington,
Delaware
| – | -$59K | -4,413 | Closed |
|
|
SNT
58
Security National Trust
Wheeling,
West Virginia
| – | -$26K | -1,675 | Closed |
|
|
AWG
59
Altus Wealth Group
Colorado Springs,
Colorado
| – | -$20K | -1,326 | Closed |
|
|
LWA
60
Lenox Wealth Advisors
New York
| – | -$14K | -887 | Closed |
|
|
ASN
61
Advisory Services Network
Atlanta,
Georgia
| – | -$10K | -667 | Closed |
|
SPXX Hedge Fund Activity: Q1 2021 in Review
51 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q1 2021, worth a combined $51.4M — up 1.3% from $50.7M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of SPXX and 5 opened new positions — a net loss of 5 holders — while 22 trimmed existing stakes and 13 added.
The largest buyer was Morgan Stanley, adding an estimated $791K. The largest seller was Shaker Financial Services, cutting an estimated $1.89M.
- 51 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q1 2021, down from 56 in Q4 2020.
- Funds reported $51.4M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q1 2021, up 1.3% quarter-over-quarter.
- 5 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q1 2021 and 10 closed out, a net change of -5 holders.
- The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q1 2021 was Morgan Stanley, an estimated $791K added.
- The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q1 2021 was Shaker Financial Services, an estimated $1.89M sold.
Based on aggregated 13F filings for Q1 2021.