We are live on ! Find out more
SPXX icon

Nuveen S&P 500 Dynamic Overwrite Fund
SPXX

38 hedge funds and large institutions have $45.4M invested in Nuveen S&P 500 Dynamic Overwrite Fund in 2017 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 16 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

6% more funds holding

Funds holding: 36 → 38 (+2)

1.73% less ownership

Funds ownership: 20.05% → 18.31% (-1.7%)

5% less capital invested

Capital invested by funds: $47.9M → $45.4M (-$2.5M)

44% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 16

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
16
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
+$749K
2
Wells Fargo
Wells Fargo
California
+$513K
3
Bank of America
Bank of America
North Carolina
+$450K
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$440K
5
SFS
Shaker Financial Services
Virginia
+$356K

Top Sellers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
-$3.26M
2
UBS Group
UBS Group
Switzerland
-$1.47M
3
AAM
Advisors Asset Management
Colorado
-$1.09M
4
Invesco
Invesco
Georgia
-$719K
5
GC
Guggenheim Capital
Illinois
-$223K
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
26
Citigroup
New York
$69K -$48.2K -3,130 -41%
NSIM
27
North Star Investment Management
Illinois
$61K – – –
BFEC
28
Benjamin F. Edwards & Company
Missouri
$60K – – –
US Bancorp
29
US Bancorp
Minnesota
$46K -$15.4K -1,000 -25%
AG
30
Advisor Group
Arizona
$32K – – –
SNT
31
Security National Trust
West Virginia
$26K – – –
GWM
32
Geneos Wealth Management
Colorado
$18K – – –
SEI Investments
33
SEI Investments
Pennsylvania
$17K +$17.1K +1,110 New
SPIA
34
Steward Partners Investment Advisory
New York
$16K +$16.8K +1,093 New
Creative Planning
35
Creative Planning
Kansas
$9K – – –
IA
36
IFP Advisors
Florida
$8K – – –
TJHA
37
Thomas J. Herzfeld Advisors
Florida
$6K -$10.1K -656 -63%
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$4K – – –
Millennium Management
39
Millennium Management
New York
– -$194K -13,083 Closed
AWMS
40
Advocacy Wealth Management Services
Georgia
– -$4K -245 Closed
1
2

SPXX Hedge Fund Activity: Q2 2017 in Review

38 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) for Q2 2017, worth a combined $45.4M — down 5.2% from $47.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new SPXX positions and 2 closed out — a net gain of 2 holders — while 9 added to existing stakes and 16 trimmed.

The largest buyer was Bank of Nova Scotia, opening a new position worth an estimated $749K. The largest seller was LPL Financial, cutting an estimated $3.26M.

  • 38 institutional investors held Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) as of Q2 2017, up from 36 in Q1 2017.
  • Funds reported $45.4M of Nuveen S&P 500 Dynamic Overwrite Fund stock for Q2 2017, down 5.2% quarter-over-quarter.
  • 4 funds opened new Nuveen S&P 500 Dynamic Overwrite Fund positions in Q2 2017 and 2 closed out, a net change of +2 holders.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund buyer in Q2 2017 was Bank of Nova Scotia, an estimated $749K added.
  • The largest Nuveen S&P 500 Dynamic Overwrite Fund seller in Q2 2017 was LPL Financial, an estimated $3.26M sold.

Based on aggregated 13F filings for Q2 2017.