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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

476 hedge funds and large institutions have $9.91B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2022 Q4 according to their latest regulatory filings, with 89 funds opening new positions, 192 increasing their positions, 151 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
476
Holders Change
+46
Holders Change %
+10.7%
% of All Funds
7.68%
Holding in Top 10
39
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+30%
% of All Funds
0.63%
New
89
Increased
192
Reduced
151
Closed
33
Calls
$1.53M
Puts
$70K
Net Calls
+$1.46M
Net Calls Change
+$233K

Top Buyers

1
AWA
Arete Wealth Advisors
Illinois
+$300M
2
Financial Engines Advisors
Financial Engines Advisors
California
+$134M
3
LPL Financial
LPL Financial
California
+$74.8M
4
B
Bridgeworth
Alabama
+$28.4M
5
AWA
Amplius Wealth Advisors
Pennsylvania
+$26.9M

Top Sellers

1
VA
Valmark Advisers
Ohio
-$66.3M
2
Osaic Holdings
Osaic Holdings
Arizona
-$52.5M
3
AAS
Annex Advisory Services
Wisconsin
-$29.5M
4
GSIS
Global Strategic Investment Solutions
Arizona
-$27M
5
CIAS
CFS Investment Advisory Services
New Jersey
-$20.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
201
Claro Advisors
Massachusetts
$1.08M +$132K +3,560 +14%
UAS
202
United Asset Strategies
New York
$1.06M +$375K +10,152 +55%
SFG
203
Sovereign Financial Group
Connecticut
$1.04M +$27.9K +755 +3%
PP
204
Pegasus Partners
Wisconsin
$1.04M +$286K +7,741 +38%
SSW
205
Stone Summit Wealth
Florida
$1.02M +$26K +704 +3%
AG
206
Ascent Group
Virginia
$1.02M -$581K -15,706 -36%
Rockefeller Capital Management
207
Rockefeller Capital Management
New York
$1.01M -$45.3K -1,225 -4%
PTC
208
Private Trust Company
Ohio
$1.01M +$50.8K +1,374 +5%
BFA
209
Brown Financial Advisory
Alabama
$1.01M -$6.32K -171 -0.6%
NA
210
NewEdge Advisors
Louisiana
$995K +$161K +9,729 +19%
CA
211
Continuum Advisory
Idaho
$991K -$120K -3,242 -11%
OWA
212
Opal Wealth Advisors
New York
$980K +$8.58K +232 +0.9%
TFA
213
Transamerica Financial Advisors
Florida
$977K +$434K +11,723 +80%
NGA
214
Naples Global Advisors
Florida
$962K +$962K +26,025 New
PAG
215
Private Advisor Group
New Jersey
$958K +$136K +263,398 +17%
BSW
216
Buckingham Strategic Wealth
Missouri
$952K -$45.3K -1,225 -5%
FPWM
217
FSB Premier Wealth Management
Iowa
$918K -$7.69K -208 -0.8%
CGFA
218
Colton Groome Financial Advisors
North Carolina
$910K +$236K +6,386 +35%
VAS
219
Vestmark Advisory Solutions
Massachusetts
$896K -$5.14K -139 -0.6%
NF
220
Nikulski Financial
Iowa
$886K +$41.6K +1,126 +5%
TFG
221
Tilson Financial Group
New Jersey
$885K +$885K +23,950 New
OPS
222
Orion Portfolio Solutions
Nebraska
$881K +$24.1K +653 +3%
BCM
223
Brookstone Capital Management
Illinois
$870K -$109K -2,877 -11%
UCFA
224
United Capital Financial Advisors
Texas
$859K -$34.2K -924 -4%
AIS
225
American Investment Services
Massachusetts
$851K – – –
7 8
9
10 11