Rockefeller Capital Management’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Rockefeller Capital Management’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$4.58M	Sell	79,353 -66,327	-46%	-$3.54M	0.01%	1006
2026 Q1	$7.04M	Buy	145,680 +25,585	+21%	+$1.27M	0.01%	796
2025 Q4	$5.63M	Sell	120,095 -32,348	-21%	-$1.51M	0.01%	839
2025 Q3	$7.06M	Sell	152,443 -10,593	-6%	-$475K	0.01%	725
2025 Q2	$6.95M	Sell	163,036 -86,882	-35%	-$3.5M	0.02%	713
2025 Q1	$10.2M	Buy	249,918 +3,014	+1%	+$133K	0.03%	563
2024 Q4	$11.1M	Sell	246,904 -15,838	-6%	-$737K	0.03%	525
2024 Q3	$12M	Buy	262,742 +7,485	+3%	+$329K	0.03%	487
2024 Q2	$10.6M	Buy	255,257 +11,659	+5%	+$486K	0.03%	498
2024 Q1	$10.5M	Buy	243,598 +50,865	+26%	+$2.1M	0.03%	485
2023 Q4	$8.13M	Buy	192,733 +147,969	+331%	+$5.57M	0.03%	517
2023 Q3	$1.65M	Buy	44,764 +17,014	+61%	+$663K	0.01%	903
2023 Q2	$1.08M	Buy	27,750 +1,078	+4%	+$40.1K	﹤0.01%	1057
2023 Q1	$1.01M	Sell	26,672 -656	-2%	-$25.6K	﹤0.01%	1077
2022 Q4	$1.01M	Sell	27,328 -1,225	-4%	-$45.9K	0.01%	1003
2022 Q3	$972K	Sell	28,553 -270	-0.9%	-$10.2K	0.01%	1018
2022 Q2	$1.04M	Sell	28,823 -1,395	-5%	-$54.1K	0.01%	982
2022 Q1	$1.27M	Sell	30,218 -5,616	-16%	-$236K	0.01%	976
2021 Q4	$1.6M	Buy	35,834 +26,811	+297%	+$1.19M	0.01%	882
2021 Q3	$384K	Sell	9,023 -150	-2%	-$6.43K	﹤0.01%	1353
2021 Q2	$403K	Sell	9,173 -3,128	-25%	-$136K	﹤0.01%	1276
2021 Q1	$519K	Sell	12,301 -499	-4%	-$20.3K	﹤0.01%	1005
2020 Q4	$458K	Sell	12,800 -170	-1%	-$5.45K	﹤0.01%	936
2020 Q3	$355K	Sell	12,970 -2,246	-15%	-$62.6K	﹤0.01%	891
2020 Q2	$404K	Buy	15,216 +14,543	+2,161%	+$357K	﹤0.01%	774
2020 Q1	$15K	Buy	+673	New	+$19.5K	﹤0.01%	1623

Other funds holding SPSM

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Betterment LLC New York $59.1B AUM 18.41% 1-Year Est. Return

Financial Engines Advisors Santa Clara, California $56.3B AUM 17.83% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Valmark Advisers Akron, Ohio $9.42B AUM 17.63% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Rockefeller Capital Management's SPSM Position: Q2 2026 in Review

Rockefeller Capital Management reduced its State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) stake by 46% in Q2 2026, selling an estimated $3.54M and leaving 79,353 shares worth $4.58M. The position accounts for 0.01% of the portfolio, ranked #1006.

Rockefeller Capital Management first reported a position in SPSM in Q1 2020 and has held it in 26 quarters since. The position peaked at $12M in Q3 2024. 1,049 funds tracked by Wall St. Rank hold SPSM as of Q2 2026.

Rockefeller Capital Management held 79,353 shares of State Street SPDR Portfolio S&P 600 Small Cap ETF worth $4.58M as of Q2 2026.
Rockefeller Capital Management sold 66,327 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q2 2026, an estimated $3.54M.
State Street SPDR Portfolio S&P 600 Small Cap ETF made up 0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1006 holding.
Rockefeller Capital Management first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q1 2020 and has held it in 26 quarters since.
Rockefeller Capital Management's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $12M in Q3 2024.
1,049 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.