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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

212 hedge funds and large institutions have $656M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 83 increasing their positions, 52 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
212
Holders Change
+26
Holders Change %
+13.98%
% of All Funds
4.73%
Holding in Top 10
13
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-31.58%
% of All Funds
0.29%
New
60
Increased
83
Reduced
52
Closed
33
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
Advisory Alpha
Michigan
$14.5M
2
AssetMark Inc
AssetMark Inc
California
$41.5M
3
AAS
Annex Advisory Services
Wisconsin
$19.9M
4
Citadel Advisors
Citadel Advisors
Florida
$4.07M
5
GI
Gradient Investments
Minnesota
$24.2M

Top Sellers

1
CSIA
Charles Schwab Investment Advisory
California
$76.9M
2
HI
Horizon Investments
North Carolina
$79.7M
3
Wells Fargo
Wells Fargo
California
$932K
4
AIM
Astor Investment Management
Illinois
$5K
5
SS
Simplicity Solutions
Minnesota
$2.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
US Bancorp
201
US Bancorp
Minnesota
$3K – – –
CAPTRUST Financial Advisors
202
CAPTRUST Financial Advisors
North Carolina
$3K – – –
VRM
203
Vectors Research Management
New York
$3K – – –
CAL
204
Capital Advisors Ltd
Ohio
$3K +$3K +125 New
WEC
205
Winslow Evans & Crocker
Massachusetts
$2K – – –
CAGAS
206
Capital Advisory Group Advisory Services
Minnesota
$1K – – –
MOS
207
MGO One Seven
Ohio
$1K +$1K +50 New
NA
208
NewEdge Advisors
Louisiana
$229 – – –
CF
209
Centaurus Financial
California
$8 +$8 +218 +3,633%
State Street
210
State Street
Massachusetts
– -$8.21M -247,065 Closed
FAIM
211
Financial Advocates Investment Management
Washington
– -$6.37M -191,691 Closed
ACI
212
Alpha Cubed Investments
California
– -$2.45M -80,654 Closed
JWM
213
Jackson Wealth Management
Florida
– -$2.58M -77,618 Closed
SWP
214
Strategic Wealth Partners
Ohio
– -$1.9M -57,163 Closed
DSN
215
D. Scott Neal
Kentucky
– -$1.65M -49,676 Closed
FA
216
FDx Advisors
Illinois
– -$1.26M -37,931 Closed
Manulife (Manufacturers Life Insurance)
217
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$1.21M -36,308 Closed
PCIA
218
Prime Capital Investment Advisors
Kansas
– -$606K -18,225 Closed
AFP
219
Ausdal Financial Partners
Iowa
– -$483K -14,525 Closed
Koshinski Asset Management
220
Koshinski Asset Management
Illinois
– -$388K -11,658 Closed
HPC
221
Hobart Private Capital
North Carolina
– -$381K -11,476 Closed
EWF
222
Epstein & White Financial
California
– -$373K -11,362 Closed
WS
223
Wedbush Securities
California
– -$274K -8,230 Closed
SWP
224
Stratos Wealth Partners
Ohio
– -$243K -7,311 Closed
BTS
225
BB&T Securities
Virginia
– -$233K -7,018 Closed
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