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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

334 hedge funds and large institutions have $3.1B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2021 Q1 according to their latest regulatory filings, with 48 funds opening new positions, 112 increasing their positions, 137 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
334
Holders Change
+26
Holders Change %
+8.44%
% of All Funds
5.88%
Holding in Top 10
25
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+31.58%
% of All Funds
0.44%
New
48
Increased
112
Reduced
137
Closed
19
Calls
$11K
Puts
$1K
Net Calls
+$10K
Net Calls Change
+$12K

Top Buyers

1
HI
Horizon Investments
North Carolina
$99.6M
2
LPL Financial
LPL Financial
California
$207M
3
PI
PFS Investments
Georgia
$70M
4
Osaic Holdings
Osaic Holdings
Arizona
$65.5M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
$83.2M

Top Sellers

1
GI
Gradient Investments
Minnesota
$423K
2
Financial Engines Advisors
Financial Engines Advisors
California
$409M
3
SMM
Stadion Money Management
Georgia
$147M
4
VA
Valmark Advisers
Ohio
$233M
5
Charles Schwab
Charles Schwab
California
$212M
Name Holding Trade Value Shares
Change 		Shares
Change %
SWA
176
Stratos Wealth Advisors
Ohio
$709K -$43.7K -1,033 -6%
HI
177
Harbour Investments
Wisconsin
$692K +$692K +16,361 New
BCI
178
Brinker Capital Investments
Pennsylvania
$678K +$63.9K +1,511 +10%
CIAS
179
Capital Investment Advisory Services
North Carolina
$676K +$52.8K +1,248 +8%
Citadel Advisors
180
Citadel Advisors
Florida
$666K +$159K +3,774 +31%
SL
181
SWMG LLC
Texas
$663K -$43.9K -1,040 -6%
SFG
182
Sovereign Financial Group
Connecticut
$642K +$102K +2,410 +19%
MOS
183
MGO One Seven
Ohio
$639K +$275K +6,516 +76%
PFA
184
Professional Financial Advisors
Nebraska
$638K -$271K -6,415 -30%
LSAG
185
Lake Street Advisors Group
New Hampshire
$623K +$1.56K +37 +0.3%
RTS
186
Round Table Services
New Jersey
$613K +$265K +6,283 +76%
Renaissance Technologies
187
Renaissance Technologies
New York
$596K +$596K +14,100 New
HVIA
188
Hudson Valley Investment Advisors
New York
$578K +$578K +13,682 New
EGA
189
E&G Advisors
Texas
$551K -$1.27K -30 -0.2%
NA
190
Nottingham Advisors
New York
$549K -$419K -9,921 -43%
Mariner
191
Mariner
Kansas
$537K +$537K +12,698 New
FCI
192
Financial Counselors Inc
Kansas
$526K – – –
SWA
193
Sightline Wealth Advisors
Connecticut
$521K -$526K -12,364 -50%
Rockefeller Capital Management
194
Rockefeller Capital Management
New York
$519K -$21.1K -499 -4%
EH
195
Equitable Holdings
New York
$514K +$248K +5,853 +93%
PA
196
Paracle Advisors
Washington
$508K -$44.5K -1,054 -8%
SPIA
197
Steward Partners Investment Advisory
New York
$494K +$487K +11,515 +6,397%
CI
198
CX Institutional
Indiana
$490K -$1.15M -27,228 -70%
JPMPWA
199
J.P. Morgan Private Wealth Advisors
California
$484K +$59.4K +1,403 +14%
MSAM
200
Moloney Securities Asset Management
Missouri
$482K +$253 +6 +0.1%
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8
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