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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

260 hedge funds and large institutions have $1.02B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 106 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
260
Holders Change
+49
Holders Change %
+23.22%
% of All Funds
5.13%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.34%
New
69
Increased
106
Reduced
66
Closed
19
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$5K

Top Buyers

1
GI
Gradient Investments
Minnesota
$36.5M
2
GC
Grimes & Company
Massachusetts
$49M
3
Creative Planning
Creative Planning
Kansas
$37.3M
4
MIS
Morningstar Investment Services
Illinois
$6.07M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$7.28M

Top Sellers

1
FI
FormulaFolio Investments
Michigan
$9.22M
2
CSIA
Charles Schwab Investment Advisory
California
$166M
3
State Street
State Street
Massachusetts
$0
4
IA
IFP Advisors
Florida
$2.29M
5
Jane Street
Jane Street
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LWAC
176
Laurel Wealth Advisors (California)
California
$303K +$303K +9,299 New
BRC
177
Bell Rock Capital
Delaware
$299K -$86.1K -2,706 -22%
RIA
178
Regal Investment Advisors
Michigan
$295K -$45K -1,378 -13%
CIBC Private Wealth Group
179
CIBC Private Wealth Group
Georgia
$289K – – –
PWM
180
Perigon Wealth Management
California
$282K -$521 -16 -0.2%
CAAS
181
Capital Asset Advisory Services
Michigan
$280K +$280K +8,629 New
ISWM
182
Independent Solutions Wealth Management
New York
$279K +$279K +8,552 New
AWM
183
Avior Wealth Management
Nebraska
$273K +$4.46K +137 +2%
CA
184
Crumly & Associates
Illinois
$269K +$269K +8,244 New
RTS
185
Round Table Services
New Jersey
$268K +$751 +23 +0.3%
BCI
186
Brinker Capital Investments
Pennsylvania
$253K +$116K +3,544 +84%
DI
187
DFPG Investments
Utah
$242K +$242K +7,341 New
SWP
188
Stratos Wealth Partners
Ohio
$239K +$239K +7,327 New
HighTower Advisors
189
HighTower Advisors
Illinois
$236K -$14K -429 -6%
FIM
190
Fernwood Investment Management
Massachusetts
$232K +$232K +7,100 New
AF
191
Apexium Financial
Texas
$232K +$232K +7,107 New
CCM
192
Coldstream Capital Management
Washington
$223K -$198K -6,069 -47%
NF
193
Nikulski Financial
Iowa
$212K +$212K +6,594 New
SPA
194
Sentinel Pension Advisors
Massachusetts
$208K +$208K +6,364 New
FMWA
195
Forvis Mazars Wealth Advisors
Missouri
$200K +$200K +6,133 New
BAM
196
Belpointe Asset Management
Nevada
$197K +$37.6K +1,153 +24%
GFPC
197
Global Financial Private Client
Florida
$187K +$187K +5,735 New
LAS
198
Lloyd Advisory Services
Georgia
$169K +$169K +5,171 New
IFWM
199
Institute for Wealth Management
Colorado
$169K +$169K +5,177 New
PWMG
200
Prestige Wealth Management Group
New Jersey
$168K +$28.2K +861 +20%
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