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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
DADC
126
D.A. Davidson & Co
Montana
$6.15M -$728K -18,694 -10%
ACM
127
AlphaStar Capital Management
North Carolina
$6.09M -$4.63K -119 -0.1%
JFA
128
JNBA Financial Advisors
Minnesota
$6.01M +$656K +16,847 +12%
HPC
129
HM Payson & Co
Maine
$5.95M -$1.01M -25,965 -14%
Goldman Sachs
130
Goldman Sachs
New York
$5.58M -$4.55M -116,792 -44%
DI
131
DFPG Investments
Utah
$5.56M +$5.42M +139,102 +783%
Bank of New York Mellon
132
Bank of New York Mellon
New York
$5.54M +$1.21M +30,995 +26%
AMG
133
Asset Management Group
Connecticut
$5.5M -$87.7K -2,253 -1%
AAS
134
Avantax Advisory Services
Texas
$5.29M +$790K +20,278 +16%
AC
135
AIFG Consultants
New York
$5.11M -$171K -4,398 -3%
FAIM
136
Financial Advocates Investment Management
Washington
$5.09M -$289K -7,430 -5%
MHWM
137
Montz Harcus Wealth Management
Louisiana
$5.08M -$215K -5,516 -4%
WCG
138
Wall Capital Group
Arizona
$5.02M +$15.1K +387 +0.3%
WCFA
139
Walkner Condon Financial Advisors
Wisconsin
$4.87M +$242K +6,223 +5%
GM
140
GeoWealth Management
Illinois
$4.87M +$2.55M +65,554 +99%
W
141
Wealthquest
Ohio
$4.84M +$46.5K +1,193 +0.9%
IWMA
142
Ironwood Wealth Management (Arizona)
Arizona
$4.78M -$1.55M -39,682 -23%
6F
143
626 Financial
Michigan
$4.78M -$115K -2,963 -2%
PA
144
PSI Advisors
Florida
$4.75M +$1.14M +29,265 +29%
AA
145
Advisory Alpha
Michigan
$4.74M -$2.34K -60 -0%
CA
146
Cetera Advisors
Colorado
$4.72M +$1.1M +28,272 +28%
SWP
147
Strategic Wealth Partners
Ohio
$4.71M +$27.4K +703 +0.6%
AWE
148
Avidian Wealth Enterprises
Texas
$4.68M +$4.94M +126,834 New
JSW
149
Journey Strategic Wealth
New Jersey
$4.65M
DCS
150
Destiny Capital Securities
Colorado
$4.62M +$4.88M +125,290 New

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.