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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

260 hedge funds and large institutions have $1.02B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 106 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
260
Holders Change
+49
Holders Change %
+23.22%
% of All Funds
5.13%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.34%
New
69
Increased
106
Reduced
66
Closed
19
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$5K

Top Buyers

1
GI
Gradient Investments
Minnesota
+$28.5M
2
GC
Grimes & Company
Massachusetts
+$27.9M
3
Creative Planning
Creative Planning
Kansas
+$15.4M
4
MIS
Morningstar Investment Services
Illinois
+$6.07M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$5.53M

Top Sellers

1
FI
FormulaFolio Investments
Michigan
-$9.16M
2
CSIA
Charles Schwab Investment Advisory
California
-$4.71M
3
State Street
State Street
Massachusetts
-$4.5M
4
IA
IFP Advisors
Florida
-$2.78M
5
Jane Street
Jane Street
New York
-$2.69M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFA
126
Professional Financial Advisors
Nebraska
$694K +$694K +21,276 New
AIS
127
Accurate Investment Solutions
Pennsylvania
$681K -$6.3K -193 -0.9%
BIP
128
Blueprint Investment Partners
North Carolina
$680K +$680K +20,826 New
MML Investors Services
129
MML Investors Services
Massachusetts
$679K -$152K -4,644 -18%
AWM
130
Affinity Wealth Management
Delaware
$633K -$22.1K -678 -3%
AFAS
131
Acorn Financial Advisory Services
Virginia
$630K +$630K +19,320 New
SEI Investments
132
SEI Investments
Pennsylvania
$613K -$23.7K -728 -4%
IWMA
133
Ironwood Wealth Management (Arizona)
Arizona
$600K -$9.36K -287 -2%
PCIA
134
Prime Capital Investment Advisors
Kansas
$595K – – –
BHWM
135
Bay Harbor Wealth Management
Maryland
$565K -$37.3K -1,142 -6%
VIP
136
Vantage Investment Partners
Missouri
$561K +$65 +2 +0%
MSAM
137
Moloney Securities Asset Management
Missouri
$559K +$296K +9,077 +113%
ASN
138
Advisory Services Network
Georgia
$540K +$116K +3,558 +27%
PA
139
Paracle Advisors
Washington
$524K +$10.4K +319 +2%
Susquehanna International Group
140
Susquehanna International Group
Pennsylvania
$515K +$515K +15,786 New
Northwestern Mutual Wealth Management
141
Northwestern Mutual Wealth Management
Wisconsin
$503K +$456K +13,970 +970%
ACP
142
Aveo Capital Partners
Colorado
$486K +$8.16K +250 +2%
Janney Montgomery Scott
143
Janney Montgomery Scott
Pennsylvania
$482K +$107K +3,263 +28%
BDF
144
Balasa Dinverno & Foltz
$465K – – –
NC
145
NovaPoint Capital
Georgia
$462K +$462K +14,150 New
AFP
146
Ausdal Financial Partners
Iowa
$455K +$129K +4,028 +40%
CAC
147
Certified Advisory Corp
Florida
$449K +$12.6K +387 +3%
VHAM
148
Van Hulzen Asset Management
California
$446K -$21.4K -655 -5%
SCM
149
Stonehearth Capital Management
Massachusetts
$445K -$142K -4,352 -24%
UAS
150
United Asset Strategies
New York
$442K +$100K +3,066 +29%
4 5
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