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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

211 hedge funds and large institutions have $820M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 119 increasing their positions, 50 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 50

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

2% more funds holding

Funds holding: 206 → 211 (+5)

5% more capital invested

Capital invested by funds: $784M → $820M (+$35.8M)

3.2% less ownership

Funds ownership: 59.92% → 56.72% (-3.2%)

8% less funds holding in top 10

Funds holding in top 10: 12 → 11 (-1)

Holders
211
Holders Change
+5
Holders Change %
+2.43%
% of All Funds
4.63%
Holding in Top 10
11
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-8.33%
% of All Funds
0.24%
New
22
Increased
119
Reduced
50
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Creative Planning
Creative Planning
Kansas
+$8.35M
2
State Street
State Street
Massachusetts
+$4.52M
3
AAS
Annex Advisory Services
Wisconsin
+$4.26M
4
ACG
Allen Capital Group
Nebraska
+$3.66M
5
VBFP
Valtinson Bruner Financial Planning
Minnesota
+$3.31M

Top Sellers

1
HIM
Hanlon Investment Management
New Jersey
-$14.6M
2
CSIA
Charles Schwab Investment Advisory
California
-$3.24M
3
VC
Vicus Capital
Pennsylvania
-$2.73M
4
Jane Street
Jane Street
New York
-$2.06M
5
Goldman Sachs
Goldman Sachs
New York
-$1.79M
Name Holding Trade Value Shares
Change 		Change in
Stake
BDF
126
Balasa Dinverno & Foltz
$428K -$240K -7,949 -36%
MCWS
127
McKinley Carter Wealth Services
West Virginia
$420K +$53.1K +1,760 +14%
PFM
128
Parsec Financial Management
North Carolina
$403K -$24.6K -817 -6%
CAC
129
Certified Advisory Corp
Florida
$401K +$64K +2,120 +19%
RFN
130
RDA Financial Network
Iowa
$399K -$10K -332 -3%
ASN
131
Advisory Services Network
Georgia
$398K – – –
CCM
132
Coldstream Capital Management
Washington
$387K +$35.2K +1,166 +10%
BRC
133
Bell Rock Capital
Delaware
$359K -$1.06K -35 -0.3%
WCM
134
Wealthcare Capital Management
Virginia
$351K +$67.6K +2,240 +24%
FHC
135
First Heartland Consultants
Missouri
$350K +$10.4K +346 +3%
Janney Montgomery Scott
136
Janney Montgomery Scott
Pennsylvania
$345K -$5.19K -172 -1%
SIA
137
Strategic Investment Advisors
Michigan
$342K +$32.4K +1,074 +10%
CAG
138
Csenge Advisory Group
Florida
$339K +$340K +11,287 New
AA
139
Alesco Advisors
New York
$334K +$53K +1,756 +19%
BCM
140
Brookstone Capital Management
Illinois
$327K +$116K +3,840 +54%
BWP
141
Bernardo Wealth Planning
Pennsylvania
$324K +$326K +10,819 New
PAS
142
Park Avenue Securities
New York
$320K +$322K +10,666 New
ACM
143
Alpha Capital Management
Texas
$317K +$20.6K +683 +7%
UAS
144
United Asset Strategies
New York
$315K +$20.8K +690 +7%
RIA
145
Regal Investment Advisors
Michigan
$313K +$21.2K +702 +7%
B
146
Brightworth
Georgia
$305K -$21.6K -716 -7%
AFP
147
Ausdal Financial Partners
Iowa
$305K +$17.5K +580 +6%
DWM
148
Dakota Wealth Management
Florida
$290K +$292K +9,664 New
WP
149
WealthPLAN Partners
Nebraska
$289K +$279K +9,244 New
NFP
150
Narus Financial Partners
Utah
$287K +$28.9K +958 +11%
4 5
6
7 8

SPSM Hedge Fund Activity: Q3 2019 in Review

211 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2019, worth a combined $820M — up 4.6% from $784M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new SPSM positions and 16 closed out — a net gain of 6 holders — while 119 added to existing stakes and 50 trimmed.

The largest buyer was Creative Planning, adding an estimated $8.35M. The largest seller was Hanlon Investment Management, cutting an estimated $14.6M.

  • 211 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2019, up from 206 in Q2 2019.
  • Funds reported $820M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2019, up 4.6% quarter-over-quarter.
  • 22 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2019 and 16 closed out, a net change of +6 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2019 was Creative Planning, an estimated $8.35M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2019 was Hanlon Investment Management, an estimated $14.6M sold.

Based on aggregated 13F filings for Q3 2019.