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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

156 hedge funds and large institutions have $665M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q2 according to their latest regulatory filings, with 47 funds opening new positions, 80 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

488% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 8

344% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 18

63% more capital invested

Capital invested by funds: $407M → $665M (+$258M)

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

31% more funds holding

Funds holding: 119 → 156 (+37)

5.95% more ownership

Funds ownership: 50.51% → 56.46% (+5.9%)

Holders
156
Holders Change
+37
Holders Change %
+31.09%
% of All Funds
3.57%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.23%
New
47
Increased
80
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AF
Allworth Financial
California
+$38.9M
2
Wells Fargo
Wells Fargo
California
+$32.5M
3
GFPC
Global Financial Private Capital
Florida
+$28.2M
4
AIM
Astor Investment Management
Illinois
+$23.7M
5
SMM
Stadion Money Management
Georgia
+$20.8M

Top Sellers

1
CSIA
Charles Schwab Investment Advisory
California
-$11.9M
2
AssetMark Inc
AssetMark Inc
California
-$3.11M
3
AG
Advisor Group
Arizona
-$2.87M
4
FA
FDx Advisors
Illinois
-$433K
5
CA
Cetera Advisors
Colorado
-$402K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
101
HighTower Advisors
Illinois
$318K +$630 +20 +0.2%
HPC
102
Hobart Private Capital
North Carolina
$310K +$303K +9,618 New
JMPWA
103
JP Morgan Private Wealth Advisors
California
$299K +$292K +9,266 New
B
104
Brightworth
Georgia
$293K +$64K +2,030 +29%
CIBC Private Wealth Group
105
CIBC Private Wealth Group
Georgia
$286K +$279K +8,850 New
WS
106
Wedbush Securities
California
$264K +$258K +8,174 New
ACM
107
AlphaStar Capital Management
North Carolina
$258K -$179K -5,694 -42%
FWM
108
Frontier Wealth Management
Missouri
$238K +$232K +7,370 New
AFP
109
Ausdal Financial Partners
Iowa
$237K +$232K +7,353 New
BA
110
BKS Advisors
Michigan
$227K +$222K +7,033 New
VAM
111
Visionary Asset Management
Texas
$224K +$218K +6,931 New
Wealth Enhancement Advisory Services
112
Wealth Enhancement Advisory Services
Minnesota
$223K +$211K +6,686 New
DSN
113
D. Scott Neal
Kentucky
$221K +$17.7K +563 +9%
BRC
114
Bell Rock Capital
Delaware
$215K +$103K +3,271 +97%
ACP
115
Aveo Capital Partners
Colorado
$212K +$207K +6,561 New
CF
116
Centaurus Financial
California
$163K +$159K +5,040 New
VDFA
117
Vickerman & Driscoll Financial Advisors
Washington
$149K -$1.48K -47 -1%
SFM
118
Signet Financial Management
New Jersey
$149K +$16.2K +515 +13%
BAMG
119
Brand Asset Management Group
Missouri
$143K +$139K +4,428 New
WP
120
WealthShield Partners
North Carolina
$75K +$64.7K +2,055 +761%
STA
121
Summit Trail Advisors
New York
$68K +$66K +2,096 New
JGIA
122
Jackson Grant Investment Advisers
Connecticut
$64K +$62.1K +1,972 New
JWA
123
JFS Wealth Advisors
Pennsylvania
$56K +$3.78K +120 +7%
PNC Financial Services Group
124
PNC Financial Services Group
Pennsylvania
$54K +$37K +1,173 +236%
IAS
125
INR Advisory Services
Pennsylvania
$53K +$16.2K +515 +46%
3 4
5
6 7

SPSM Hedge Fund Activity: Q2 2018 in Review

156 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q2 2018, worth a combined $665M — up 63% from $407M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SPSM positions and 8 closed out — a net gain of 39 holders — while 80 added to existing stakes and 18 trimmed.

The largest buyer was Allworth Financial, opening a new position worth an estimated $38.9M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $11.9M.

  • 156 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q2 2018, up from 119 in Q1 2018.
  • Funds reported $665M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q2 2018, up 63% quarter-over-quarter.
  • 47 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q2 2018 and 8 closed out, a net change of +39 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q2 2018 was Allworth Financial, an estimated $38.9M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q2 2018 was Charles Schwab Investment Advisory, an estimated $11.9M sold.

Based on aggregated 13F filings for Q2 2018.