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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

156 hedge funds and large institutions have $665M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q2 according to their latest regulatory filings, with 47 funds opening new positions, 80 increasing their positions, 18 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

488% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 8

344% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 18

63% more capital invested

Capital invested by funds: $407M → $665M (+$258M)

43% more funds holding in top 10

Funds holding in top 10: 7 → 10 (+3)

31% more funds holding

Funds holding: 119 → 156 (+37)

5.95% more ownership

Funds ownership: 50.51% → 56.46% (+5.9%)

Holders
156
Holders Change
+37
Holders Change %
+31.09%
% of All Funds
3.57%
Holding in Top 10
10
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+42.86%
% of All Funds
0.23%
New
47
Increased
80
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AF
Allworth Financial
California
+$38.9M
2
Wells Fargo
Wells Fargo
California
+$32.5M
3
GFPC
Global Financial Private Capital
Florida
+$28.2M
4
AIM
Astor Investment Management
Illinois
+$23.7M
5
SMM
Stadion Money Management
Georgia
+$20.8M

Top Sellers

1
CSIA
Charles Schwab Investment Advisory
California
-$11.9M
2
AssetMark Inc
AssetMark Inc
California
-$3.11M
3
AG
Advisor Group
Arizona
-$2.87M
4
FA
FDx Advisors
Illinois
-$433K
5
CA
Cetera Advisors
Colorado
-$402K
Name Holding Trade Value Shares
Change 		Change in
Stake
SEI Investments
76
SEI Investments
Pennsylvania
$664K -$5.67K -180 -0.9%
TRCT
77
Tower Research Capital (TRC)
New York
$639K -$137K -4,355 -18%
PA
78
Parallel Advisors
California
$638K -$191K -6,055 -23%
Citigroup
79
Citigroup
New York
$637K – – –
JIC
80
Johnson Investment Counsel
Ohio
$631K -$9.26K -294 -1%
PCIA
81
Prime Capital Investment Advisors
Kansas
$588K – – –
SCA
82
Snowden Capital Advisors
New York
$548K +$534K +16,963 New
AIS
83
Accurate Investment Solutions
Pennsylvania
$531K +$389K +12,343 +302%
FC
84
Financial Consulate
Maryland
$514K -$20.5K -651 -4%
LI
85
LVZ Inc
Michigan
$502K +$490K +15,557 New
AF
86
Advisornet Financial
Minnesota
$481K +$37K +1,176 +9%
JIC
87
JRM Investment Counsel
Nebraska
$465K -$387K -12,291 -46%
CAM
88
Concorde Asset Management
Michigan
$445K +$40.5K +1,285 +10%
CI
89
CX Institutional
Indiana
$445K +$434K +13,774 New
Truist Financial
90
Truist Financial
North Carolina
$437K +$213K +6,756 +100%
EWF
91
Epstein & White Financial
California
$421K +$413K +13,116 New
ACG
92
Allen Capital Group
Nebraska
$408K +$398K +12,627 New
MML Investors Services
93
MML Investors Services
Massachusetts
$382K +$372K +11,822 New
Janney Montgomery Scott
94
Janney Montgomery Scott
Pennsylvania
$379K +$20.8K +661 +6%
VIM
95
Vista Investment Management
Pennsylvania
$377K +$5.2K +165 +1%
FA
96
FDx Advisors
Illinois
$353K -$433K -13,733 -56%
Stifel Financial
97
Stifel Financial
Missouri
$345K +$1.1K +35 +0.3%
SFG
98
SNS Financial Group
Minnesota
$344K +$68.7K +2,181 +26%
AC
99
Alexandria Capital
Virginia
$333K +$324K +10,300 New
MCWS
100
McKinley Carter Wealth Services
West Virginia
$324K +$33.1K +1,051 +12%
2 3
4
5 6

SPSM Hedge Fund Activity: Q2 2018 in Review

156 of the 4,368 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q2 2018, worth a combined $665M — up 63% from $407M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SPSM positions and 8 closed out — a net gain of 39 holders — while 80 added to existing stakes and 18 trimmed.

The largest buyer was Allworth Financial, opening a new position worth an estimated $38.9M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $11.9M.

  • 156 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q2 2018, up from 119 in Q1 2018.
  • Funds reported $665M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q2 2018, up 63% quarter-over-quarter.
  • 47 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q2 2018 and 8 closed out, a net change of +39 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q2 2018 was Allworth Financial, an estimated $38.9M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q2 2018 was Charles Schwab Investment Advisory, an estimated $11.9M sold.

Based on aggregated 13F filings for Q2 2018.