Concorde Asset Management’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Concorde Asset Management’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-8,667	Closed	-$260K	–	156
2019 Q3	$260K	Sell	8,667 -7,078	-45%	-$214K	0.2%	113
2019 Q2	$483K	Sell	15,745 -2,714	-15%	-$82.5K	0.28%	114
2019 Q1	$558K	Buy	18,459 +918	+5%	+$27.3K	0.36%	93
2018 Q4	$464K	Buy	17,541 +2,245	+15%	+$66.2K	0.39%	86
2018 Q3	$494K	Buy	15,296 +1,569	+11%	+$52.2K	0.48%	62
2018 Q2	$445K	Buy	13,727 +1,285	+10%	+$40.5K	0.51%	64
2018 Q1	$373K	Buy	+12,442	New	+$379K	0.46%	67

Other funds holding SPSM

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Grimes & Company Westborough, Massachusetts $3.61B AUM 18.46% 1-Year Est. Return

Allworth Financial Folsom, California $24.6B AUM 15.55% 1-Year Est. Return

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Creative Planning

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return