Concorde Asset Management’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Concorde Asset Management’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-8,667	Closed	-$260K	–	156
2019 Q3	$260K	Sell	8,667 -7,078	-45%	-$214K	0.2%	113
2019 Q2	$483K	Sell	15,745 -2,714	-15%	-$82.5K	0.28%	114
2019 Q1	$558K	Buy	18,459 +918	+5%	+$27.3K	0.36%	93
2018 Q4	$464K	Buy	17,541 +2,245	+15%	+$66.2K	0.39%	86
2018 Q3	$494K	Buy	15,296 +1,569	+11%	+$52.2K	0.48%	62
2018 Q2	$445K	Buy	13,727 +1,285	+10%	+$40.5K	0.51%	64
2018 Q1	$373K	Buy	+12,442	New	+$379K	0.46%	67

Other funds holding SPSM

CSIA

Charles Schwab Investment Advisory San Francisco, California $72.8B AUM 10.03% 1-Year Est. Return

Grimes & Company Westborough, Massachusetts $4.62B AUM 29.71% 1-Year Est. Return

Allworth Financial Folsom, California $23.6B AUM 20.99% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $21.5B AUM 26.98% 1-Year Est. Return

AAS

Annex Advisory Services Brookfield, Wisconsin $5.86B AUM 21.83% 1-Year Est. Return

Simplicity Solutions Minneapolis, Minnesota $3.66B AUM 23.51% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

Concorde Asset Management's SPSM Position: Q4 2019 in Review

Concorde Asset Management sold out of State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) in Q4 2019, closing a stake of 8,667 shares — an estimated $260K sold.

Concorde Asset Management first reported a position in SPSM in Q1 2018 and held it in 7 quarters. The position peaked at $558K in Q1 2019. 260 funds tracked by Wall St. Rank hold SPSM as of Q4 2019.

Concorde Asset Management reported no remaining State Street SPDR Portfolio S&P 600 Small Cap ETF position as of Q4 2019 after selling out during the quarter.
Concorde Asset Management sold 8,667 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q4 2019, an estimated $260K.
Concorde Asset Management first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q1 2018 and held it in 7 quarters.
Concorde Asset Management's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $558K in Q1 2019.
260 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q4 2019.

Based on Concorde Asset Management's 13F filing for Q4 2019, filed 30 Jan 2020.