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State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM

87 hedge funds and large institutions have $336M invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2017 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 19 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,200% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 4

185% more capital invested

Capital invested by funds: $118M → $336M (+$218M)

171% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 7

123% more funds holding

Funds holding: 39 → 87 (+48)

183.22% less ownership

Funds ownership: 241.92% → 58.69% (-183%)

Holders
87
Holders Change
+48
Holders Change %
+123.08%
% of All Funds
1.97%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.05%
New
52
Increased
19
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
Charles Schwab Investment Advisory
California
+$148M
2
MFS
McNamara Financial Services
Massachusetts
+$10.5M
3
FI
FormulaFolio Investments
Michigan
+$8.08M
4
SS
Simplicity Solutions
Minnesota
+$7.31M
5
BSWM
Boston Standard Wealth Management
Massachusetts
+$6.7M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$88.5M
2
State Street
State Street
Massachusetts
-$4.25M
3
Jane Street
Jane Street
New York
-$2.02M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.47M
5
Goldman Sachs
Goldman Sachs
New York
-$1.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
AG
51
Advisor Group
Arizona
$362K +$197K +6,638 +124%
Stifel Financial
52
Stifel Financial
Missouri
$322K – – –
FAAS
53
First Allied Advisory Services
California
$318K +$4.59K +155 +1%
Janney Montgomery Scott
54
Janney Montgomery Scott
Pennsylvania
$306K +$28.5K +962 +10%
FFA
55
Fragasso Financial Advisors
Pennsylvania
$299K – – –
Renaissance Technologies
56
Renaissance Technologies
New York
$286K +$281K +9,500 New
NPF
57
Norris Perne & French
Michigan
$267K – – –
JFA
58
JNBA Financial Advisors
Minnesota
$259K +$254K +8,581 New
CA
59
Continuum Advisory
Idaho
$255K +$251K +8,471 New
UAS
60
United Asset Strategies
New York
$249K +$244K +8,245 New
Creative Planning
61
Creative Planning
Kansas
$233K +$229K +7,736 New
RFM
62
Royal Fund Management
Florida
$221K +$218K +7,345 New
CM
63
Churchill Management
California
$215K +$211K +7,129 New
MCWS
64
McKinley Carter Wealth Services
West Virginia
$210K +$206K +6,950 New
ACP
65
Aveo Capital Partners
Colorado
$201K +$197K +6,651 New
GF
66
Goodman Financial
Texas
$164K +$161K +5,450 New
Manulife (Manufacturers Life Insurance)
67
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$82K +$80.5K +2,716 New
AIS
68
Accurate Investment Solutions
Pennsylvania
$50K +$49.5K +1,670 New
JWA
69
JFS Wealth Advisors
Pennsylvania
$49K – – –
Wells Fargo
70
Wells Fargo
California
$39K -$30 -1 -0.1%
BRC
71
Bell Rock Capital
Delaware
$39K +$39.2K +1,323 New
RE
72
RBC Europe
United Kingdom
$33.9K – – –
AF
73
Advisornet Financial
Minnesota
$31K +$30.8K +1,038 New
SWP
74
Strategic Wealth Partners
Ohio
$28K +$27.8K +939 New
US Bancorp
75
US Bancorp
Minnesota
$22K +$21.4K +723 New
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SPSM Hedge Fund Activity: Q4 2017 in Review

87 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q4 2017, worth a combined $336M — up 185% from $118M a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new SPSM positions and 4 closed out — a net gain of 48 holders — while 19 added to existing stakes and 7 trimmed.

The largest buyer was Charles Schwab Investment Advisory, opening a new position worth an estimated $148M. The largest seller was AssetMark Inc, cutting an estimated $88.5M.

  • 87 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q4 2017, up from 39 in Q3 2017.
  • Funds reported $336M of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q4 2017, up 185% quarter-over-quarter.
  • 52 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q4 2017 and 4 closed out, a net change of +48 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q4 2017 was Charles Schwab Investment Advisory, an estimated $148M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q4 2017 was AssetMark Inc, an estimated $88.5M sold.

Based on aggregated 13F filings for Q4 2017.