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State Street SPDR Portfolio S&P 600 Small Cap ETF

683 hedge funds and large institutions have $6.15B invested in State Street SPDR Portfolio S&P 600 Small Cap ETF in 2023 Q3 according to their latest regulatory filings, with 71 funds opening new positions, 306 increasing their positions, 221 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

312% more call options, than puts

Call options by funds: $862K | Put options by funds: $209K

54% more first-time investments, than exits

New positions opened: 71 | Existing positions closed: 46

38% more repeat investments, than reductions

Existing positions increased: 306 | Existing positions reduced: 221

14% more capital invested

Capital invested by funds: $5.38B → $6.15B (+$770M)

6.97% more ownership

Funds ownership: 70.52%77.49% (+7%)

2% more funds holding

Funds holding: 667683 (+16)

0% more funds holding in top 10

Funds holding in top 10: 4848 (0)

Holders
683
Holders Change
+16
Holders Change %
+2.4%
% of All Funds
10.84%
Holding in Top 10
48
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.76%
New
71
Increased
306
Reduced
221
Closed
46
Calls
$862K
Puts
$209K
Net Calls
+$653K
Net Calls Change
-$233K
Name Holding Trade Value Shares
Change
Change in
Stake
SS
551
Simplicity Solutions
Minnesota
$218K -$113K -2,901 -33%
FHC
552
First Heartland Consultants
Missouri
$213K -$54.5K -1,400 -20%
KAS
553
KPP Advisory Services
Kentucky
$212K +$224K +5,742 New
SHJ
554
Sharkey, Howes & Javer
Colorado
$210K -$20.8K -533 -9%
AMCA
555
Arthur M. Cohen & Associates
Illinois
$210K +$351 +9 +0.2%
MCWS
556
McKinley Carter Wealth Services
West Virginia
$207K -$351 -9 -0.2%
MM
557
Meridian Management
Arkansas
$206K
SL
558
SWMG LLC
Texas
$205K -$2.02K -52 -0.9%
TAM
559
Townsend Asset Management
North Carolina
$203K +$39 +1 +0%
PVI
560
Pine Valley Investments
New Jersey
$202K -$10.8K -278 -5%
AWM
561
Angeles Wealth Management
California
$188K
CHA
562
Carmichael Hill & Associates
Maryland
$184K +$64.5K +1,657 +50%
NS
563
NBC Securities
Alabama
$179K +$189K +4,854 New
AIP
564
Ameritas Investment Partners
Nebraska
$167K +$117 +3 +0.1%
OSAM
565
O'Shaughnessy Asset Management
Connecticut
$160K -$1.6K -41 -0.9%
IBOK
566
Independence Bank of Kentucky
Kentucky
$156K
WT
567
Washington Trust
Rhode Island
$148K
BAAM
568
Baker Avenue Asset Management
California
$148K -$137K -3,529 -47%
TIM
569
Tortoise Investment Management
New York
$147K +$64.8K +1,663 +72%
NCM
570
Northwest Capital Management
Oregon
$145K +$44.8K +1,151 +42%
TPCW
571
TD Private Client Wealth
New York
$141K -$2.84K -73 -2%
AIM
572
Arcadia Investment Management
Michigan
$141K
CP
573
Castleview Partners
Texas
$137K +$36.8K +946 +34%
LWCFA
574
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$132K +$141K +3,619 +7,238%
Citigroup
575
Citigroup
New York
$117K -$16.8K -432 -12%

SPSM Hedge Fund Activity: Q3 2023 in Review

683 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) for Q3 2023, worth a combined $6.15B — up 14% from $5.38B a quarter earlier.

Buyers outnumbered sellers: 71 funds opened new SPSM positions and 46 closed out — a net gain of 25 holders — while 306 added to existing stakes and 221 trimmed.

The largest buyer was Bank of America, adding an estimated $197M. The largest seller was Amplius Wealth Advisors, cutting an estimated $28M.

  • 683 institutional investors held State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) as of Q3 2023, up from 667 in Q2 2023.
  • Funds reported $6.15B of State Street SPDR Portfolio S&P 600 Small Cap ETF stock for Q3 2023, up 14% quarter-over-quarter.
  • 71 funds opened new State Street SPDR Portfolio S&P 600 Small Cap ETF positions in Q3 2023 and 46 closed out, a net change of +25 holders.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF buyer in Q3 2023 was Bank of America, an estimated $197M added.
  • The largest State Street SPDR Portfolio S&P 600 Small Cap ETF seller in Q3 2023 was Amplius Wealth Advisors, an estimated $28M sold.

Based on aggregated 13F filings for Q3 2023.