Baker Avenue Asset Management’s State Street SPDR Portfolio S&P 600 Small Cap ETF SPSM Stock Holding History

Baker Avenue Asset Management’s Portfolio SPSM Stock Details SPSM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-4,013	Closed	-$148K	–	1327
2023 Q3	$148K	Sell	4,013 -3,529	-47%	-$137K	0.01%	373
2023 Q2	$293K	Buy	7,542 +4,530	+150%	+$168K	0.01%	307
2023 Q1	$114K	Sell	3,012 -828	-22%	-$32.3K	0.01%	416
2022 Q4	$142K	Buy	+3,840	New	+$144K	0.01%	362

Other funds holding SPSM

Financial Engines Advisors Santa Clara, California $49.2B AUM 14.31% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FGAM

Financial Gravity Asset Management Lakeway, Texas $562M AUM

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Valmark Advisers Akron, Ohio $8.42B AUM 14.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RBA

Richard Bernstein Advisors New York $3.45B AUM 16.24% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Baker Avenue Asset Management's SPSM Position: Q4 2023 in Review

Baker Avenue Asset Management sold out of State Street SPDR Portfolio S&P 600 Small Cap ETF (SPSM) in Q4 2023, closing a stake of 4,013 shares — an estimated $148K sold.

Baker Avenue Asset Management first reported a position in SPSM in Q4 2022 and held it in 4 quarters. The position peaked at $293K in Q2 2023. 775 funds tracked by Wall St. Rank hold SPSM as of Q4 2023.

Baker Avenue Asset Management reported no remaining State Street SPDR Portfolio S&P 600 Small Cap ETF position as of Q4 2023 after selling out during the quarter.
Baker Avenue Asset Management sold 4,013 State Street SPDR Portfolio S&P 600 Small Cap ETF shares in Q4 2023, an estimated $148K.
Baker Avenue Asset Management first reported a position in State Street SPDR Portfolio S&P 600 Small Cap ETF in Q4 2022 and held it in 4 quarters.
Baker Avenue Asset Management's State Street SPDR Portfolio S&P 600 Small Cap ETF position peaked at $293K in Q2 2023.
775 funds tracked by Wall St. Rank held State Street SPDR Portfolio S&P 600 Small Cap ETF as of Q4 2023.

Based on Baker Avenue Asset Management's 13F filing for Q4 2023, filed 13 Feb 2024.