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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

260 hedge funds and large institutions have $1.02B invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q4 according to their latest regulatory filings, with 69 funds opening new positions, 106 increasing their positions, 66 reducing their positions, and 19 closing their positions.

Holders
260
Holders Change
+49
Holders Change %
+23.22%
% of All Funds
5.13%
Holding in Top 10
17
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+54.55%
% of All Funds
0.34%
New
69
Increased
106
Reduced
66
Closed
19
Calls
$5K
Puts
–
Net Calls
+$5K
Net Calls Change
+$5K

Top Buyers

1
GI
1
Gradient Investments
Minnesota
$36.5M
2
GC
2
Grimes & Company
Massachusetts
$49M
3
Creative Planning
3
Creative Planning
Kansas
$37.3M
4
MIS
4
Morningstar Investment Services
Illinois
$6.07M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.28M

Top Sellers

1
FI
1
FormulaFolio Investments
Michigan
$9.22M
2
CSIA
2
Charles Schwab Investment Advisory
California
$166M
3
State Street
3
State Street
Massachusetts
$0
4
IA
4
IFP Advisors
Florida
$2.29M
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$8.79M 269,462 +34,377 +15%
ACM
27
AlphaStar Capital Management
North Carolina
$8.72M 267,091 +80,808 +43%
GFPC
28
Global Financial Private Capital
Florida
$8.3M 254,264 -23,617 -8%
PFA
29
Pure Financial Advisors
California
$7.64M 234,083 +1,680 +0.7%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$7.28M 223,026 +169,374 +316%
WI
31
WrapManager Inc
California
$6.75M 206,757 +2,684 +1%
Wealth Enhancement Advisory Services
32
Wealth Enhancement Advisory Services
Minnesota
$6.4M 196,130 +32,604 +20%
MIS
33
Morningstar Investment Services
Illinois
$6.07M 186,146 +186,146 New
GSIS
34
Global Strategic Investment Solutions
Arizona
$5.96M 182,700 +37,187 +26%
PAG
35
Private Advisor Group
New Jersey
$5.9M 180,882 +26,580 +17%
UBS Group
36
UBS Group
Switzerland
$5.87M 179,905 +11,289 +7%
Ameriprise
37
Ameriprise
Minnesota
$5.8M 177,725 -3,186 -2%
BC
38
Brio Consultants
California
$5.78M 177,024 +2,802 +2%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$5.66M 178,266 +11,340 +7%
LFG
40
Larson Financial Group
Missouri
$5.61M 171,989 +12,850 +8%
SA
41
Stewardship Advisors
Pennsylvania
$5.43M 166,496 +166,496 New
SFG
42
StrategIQ Financial Group
Indiana
$5.13M 157,242 +3,832 +2%
PWPS
43
Pinnacle Wealth Planning Services
Ohio
$5.11M 156,485 -5,934 -4%
MWM
44
MBE Wealth Management
Wisconsin
$5.07M 155,365 +155,365 New
NAS
45
Nicolet Advisory Services
Wisconsin
$4.87M 149,219 -54,112 -27%
WCM
46
Windsor Capital Management
Arizona
$4.75M 145,635 +13,252 +10%
FWM
47
Frontier Wealth Management
Missouri
$4.64M 142,037 +53,167 +60%
ACG
48
Allen Capital Group
Nebraska
$4.61M 141,175 +8,987 +7%
TF
49
TRH Financial
Iowa
$4.35M 133,908 +133,908 New
VCM
50
Vivaldi Capital Management
Illinois
$4.29M 131,552 -4,505 -3%
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