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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

205 hedge funds and large institutions have $709M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2019 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 105 increasing their positions, 56 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
205
Holders Change
-7
Holders Change %
-3.3%
% of All Funds
4.44%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.28%
New
19
Increased
105
Reduced
56
Closed
25
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CSIA
1
Charles Schwab Investment Advisory
California
$164M
2
GC
2
Grimes & Company
Massachusetts
$31.8M
3
SS
3
Simplicity Solutions
Minnesota
$16.5M
4
AWM
4
AE Wealth Management
Kansas
$16.2M
5
WAP
5
Wealthcare Advisory Partners
Pennsylvania
$18.3M

Top Sellers

1
HI
1
Horizon Investments
North Carolina
$0
2
PI
2
PFS Investments
Georgia
$0
3
AssetMark Inc
3
AssetMark Inc
California
$22.8M
4
GI
4
Gradient Investments
Minnesota
$6.73M
5
AWM
5
Affinity Wealth Management
Delaware
$622K
Name Holding Trade Value Shares
Change 		Shares
Change %
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$6.01M -$10.6M -350,258 -64%
WI
27
WrapManager Inc
California
$5.6M +$1.22M +40,381 +28%
MGIA
28
Moneta Group Investment Advisors
Missouri
$4.97M +$162K +5,354 +3%
UBS Group
29
UBS Group
Switzerland
$4.96M -$2.97M -98,313 -37%
PAG
30
Private Advisor Group
New Jersey
$4.96M +$2.83M +93,744 +133%
BC
31
Brio Consultants
California
$4.79M +$798K +26,380 +20%
LPL Financial
32
LPL Financial
California
$4.73M +$339K +11,215 +8%
SFG
33
StrategIQ Financial Group
Indiana
$4.47M +$254K +8,403 +6%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$4.26M +$86.4K +2,858 +2%
Ameriprise
35
Ameriprise
Minnesota
$4.26M +$23.5K +776 +0.6%
LFG
36
Larson Financial Group
Missouri
$4.19M +$520K +17,199 +14%
SRSA
37
S.R. Schill & Associates
Washington
$3.83M +$2.93M +97,052 +329%
LTFS
38
Ladenburg Thalmann Financial Services
Florida
$3.81M -$1.58M -52,385 -29%
FFG
39
Frisch Financial Group
New York
$3.57M +$46.1K +1,526 +1%
VCM
40
Vivaldi Capital Management
Illinois
$3.32M +$702K +23,215 +27%
PWPS
41
Pinnacle Wealth Planning Services
Ohio
$3.26M -$307K -10,156 -9%
KBFS
42
Kohmann Bosshard Financial Services
Ohio
$3.15M -$346K -11,440 -10%
AG
43
Advisor Group
Arizona
$3.03M -$2.04M -67,441 -40%
WCM
44
Windsor Capital Management
Arizona
$2.99M +$233K +7,699 +8%
SFP
45
Shepherd Financial Partners
Massachusetts
$2.97M -$179K -5,925 -6%
RFM
46
Royal Fund Management
Florida
$2.84M -$3.82M -126,320 -57%
GSIS
47
Global Strategic Investment Solutions
Arizona
$2.79M +$866K +28,641 +45%
EFL
48
ERn Financial LLC
Wisconsin
$2.74M +$2.17M +70,212 +381%
GWMIA
49
Global Wealth Management Investment Advisory
Florida
$2.66M +$757K +25,040 +40%
OC
50
Oarsman Capital
Wisconsin
$2.65M +$388K +12,820 +17%
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