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SPDR Portfolio S&P 600 Small Cap ETF
SPSM

Overview Fund Activity

212 hedge funds and large institutions have $656M invested in SPDR Portfolio S&P 600 Small Cap ETF in 2018 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 83 increasing their positions, 52 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
212
Holders Change
+26
Holders Change %
+13.98%
% of All Funds
4.73%
Holding in Top 10
13
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-31.58%
% of All Funds
0.29%
New
60
Increased
83
Reduced
52
Closed
33
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
1
Advisory Alpha
Michigan
$14.5M
2
AssetMark Inc
2
AssetMark Inc
California
$41.5M
3
AAS
3
Annex Advisory Services
Wisconsin
$19.9M
4
Citadel Advisors
4
Citadel Advisors
Florida
$4.07M
5
GI
5
Gradient Investments
Minnesota
$24.2M

Top Sellers

1
CSIA
1
Charles Schwab Investment Advisory
California
$76.9M
2
HI
2
Horizon Investments
North Carolina
$79.7M
3
Wells Fargo
3
Wells Fargo
California
$932K
4
AIM
4
Astor Investment Management
Illinois
$5K
5
SS
5
Simplicity Solutions
Minnesota
$2.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$5.4M +$142K +5,379 +3%
WAP
27
Wealthcare Advisory Partners
Pennsylvania
$5.32M +$265K +10,059 +5%
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$4.71M +$543K +20,606 +13%
CWSR
29
Chessman Wealth Strategies RIA
Texas
$4.67M -$3.75M -142,178 -45%
AG
30
Advisor Group
Arizona
$4.42M +$19.4K +737 +0.4%
CF
31
Copperwynd Financial
Arizona
$4.33M -$2.82M -107,015 -39%
FFS
32
Founders Financial Securities
Maryland
$4.28M -$4.19M -159,065 -50%
MGIA
33
Moneta Group Investment Advisors
Missouri
$4.19M -$198K -7,527 -5%
Citadel Advisors
34
Citadel Advisors
Florida
$4.07M +$4.07M +154,495 New
LPL Financial
35
LPL Financial
California
$3.83M +$105K +3,973 +3%
WI
36
WrapManager Inc
California
$3.82M +$35.7K +1,356 +0.9%
Ameriprise
37
Ameriprise
Minnesota
$3.68M +$722K +27,456 +24%
SFG
38
StrategIQ Financial Group
Indiana
$3.68M +$527K +20,003 +17%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$3.64M +$894K +33,924 +33%
BC
40
Brio Consultants
California
$3.48M +$3.48M +132,127 New
OWA
41
Outlook Wealth Advisors
Texas
$3.41M +$3.41M +12,948 New
LFG
42
Larson Financial Group
Missouri
$3.2M +$759K +28,784 +31%
PWPS
43
Pinnacle Wealth Planning Services
Ohio
$3.11M +$1.41M +53,610 +83%
FFG
44
Frisch Financial Group
New York
$3.07M +$3.07M +116,457 New
KBFS
45
Kohmann Bosshard Financial Services
Ohio
$3.05M +$3.05M +115,636 New
APC
46
Aspire Private Capital
North Carolina
$2.98M +$2.98M +113,021 New
SFP
47
Shepherd Financial Partners
Massachusetts
$2.73M +$77.8K +2,968 +3%
WCM
48
Windsor Capital Management
Arizona
$2.4M +$285K +10,811 +13%
MA
49
Mutual Advisors
Nebraska
$2.38M +$2.38M +90,294 New
VCM
50
Vivaldi Capital Management
Illinois
$2.28M +$76.3K +2,893 +3%
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